Company:XMS Capital Partners

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XMS Capital Partners
TypePrivate
IndustryFinancial Services
Founded2006; 18 years ago (2006)
FoundersTheodore J. (Ted) Brombach[1]
John "Yogi" Spence[2]
HeadquartersChicago, IL, United States
ProductsInvestment Banking, Asset Management, Merchant Banking
Number of employees
50
Websitewww.xmscapital.com

XMS Capital Partners (XMS) is an independent, privately owned, global financial services firm providing investment banking, asset management, and merchant banking services worldwide.

History

XMS Capital Partners was launched in August 2006[3] and has grown into a global, independent financial services firm providing investment banking, asset management, and merchant banking. It has offices in Chicago ,[3] London,[4][5] and Dublin[6] and strategic relationships in Germany , Japan ,[7] China , and India .[8] It also has a strategic alliance with Headwall Partners for its expertise in the steel, metals, mining and building products industries.[9][10]

Business units

XMS Capital Partners has three business units: Investment Banking (including M&A Advisory and Capital Raising), Asset Management, and Merchant Banking.

Investment banking

XMS works with public[11] and private companies[12] including family-owned businesses. XMS has completed a wide range of domestic and international transactions across multiple industries: broad industrials,[13] business services, automotive,[14][15] paper and packaging,[16][17] chemicals, consumer/food/beverage,[5][11] healthcare,[18][19] financial services, energy, agriculture, aerospace/defense,[20] distribution/logistics/transport,[21] education, retail/restaurants, tech/media/telecom, and sports.

Asset management

XA Investments LLC (XAI) is a Chicago-based firm founded by XMS in March 2016.[22] XAI partners with established alternative asset managers including credit managers, hedge fund managers, and private debt and equity firms, among others.[23][24][25]

XAI’s Alternative Registered Trust (ART) platform offers investments to individual and smaller institutional investors.[26][27]

XAI is the registered funds division of XMS and offers securities through XMS, which is a member of FINRA and the SIPC.[24][22]

Merchant banking

References

  1. "Theodore J Brombach: Executive Profile & Biography - Bloomberg". https://www.bloomberg.com/research/stocks/private/person.asp?personId=30216628&privcapId=337652969. 
  2. "John Yogi Spence: Executive Profile & Biography - Bloomberg". https://www.bloomberg.com/research/stocks/private/person.asp?personId=47166894&privcapId=337652969. 
  3. 3.0 3.1 "XMS Capital Partners, LLC: Private Company Information - Bloomberg". https://www.bloomberg.com/research/stocks/private/snapshot.asp?privcapId=39786928. 
  4. "Financial Conduct Authority". https://register.fca.org.uk/ShPo_FirmDetailsPage?id=001b000000NMgJ3AAL. 
  5. 5.0 5.1 "Axcel - New owners for the world’s leading manufacturer of stunning tools". http://uk.axcel.dk/news/press-releases/new-owners-for-the-world-s-leading-manufacturer-of-stunning-tools/. 
  6. "US giant set to buy Steripack’s medical business for €70m". https://www.irishtimes.com/business/manufacturing/us-giant-set-to-buy-steripack-s-medical-business-for-70m-1.2618162. 
  7. "XIBキャピタルパートナーズ株式会社|提携によるグリーバル・リーチを構築「Global Network」". http://www.xibcapital.com/network/. 
  8. M, Sabarinath (8 April 2015). "Kriscore Financial inks pact with two boutique investment banking firms in US and Japan". https://economictimes.indiatimes.com/industry/banking/finance/banking/kriscore-financial-inks-pact-with-two-boutique-investment-banking-firms-in-us-and-japan/articleshow/46844008.cms. 
  9. Zimmerman, Kevin (March 30, 2017). "New Greenwich financial firm forecasts shiny future for steel industry". https://nebula.wsimg.com/2349a11987d96087735459d2ed22df97?AccessKeyId=03B68C1E7B110AFBB12E&disposition=0&alloworigin=1. 
  10. "Fairfield County Business Journal 040317". https://issuu.com/thewagmag/docs/fair_040317. 
  11. 11.0 11.1 Inc., Green Plains. "Green Plains Acquires Fleischmann’s Vinegar Company". https://globenewswire.com/news-release/2016/10/03/876660/0/en/Green-Plains-Acquires-Fleischmann-s-Vinegar-Company.html. 
  12. "Icahn Eyes $1.5 Billion in Possible Fel-Pro Sale". 14 September 2017. https://www.bloomberg.com/news/articles/2017-09-14/icahn-is-said-to-eye-1-5-billion-in-possible-fel-pro-sale. 
  13. "Onex, CPPIB to sell Gates Corp to Blackstone for $5.4 billion". 4 April 2014. https://www.reuters.com/article/us-gates-blackstone/onex-cppib-to-sell-gates-corp-to-blackstone-for-5-4-billion-idUSBREA331RV20140404. 
  14. "United States of America - Lear Corp close to buying Eagle Ottawa - APLF.com". http://www.aplf.com/en-us/leather-fashion-news-and-blog/news/20490/united-states-of-america-lear-corp-close-to-buying-eagle-ottawa. 
  15. "The Gores Group Sells Sage Automotive Interiors to Clearlake Capital Group". http://www.businesswire.com/news/home/20141009005089/en/Gores-Group-Sells-Sage-Automotive-Interiors-Clearlake. 
  16. "Today's Stock Market News and Analysis from Nasdaq.com". http://www.nasdaq.com/press-release/xms-capital-partners-advises-veritiv-on-its-acquisition-of-all-american-containers-20170913-01235. 
  17. "Bemis Co. Inc. sells Vancouver plant to Hood Packaging". 3 April 2014. http://www.columbian.com/news/2014/apr/04/bemis-co-inc-sells-vancouver-plant-to-hood-packagi/. 
  18. "XMS Advises HBI in Sale - PitchBook News". https://pitchbook.com/newsletter/xms-advises-hbi-in-sale. 
  19. "Cellectar Biosciences (formerly Novelos) - Annual Report". http://investor.cellectar.com/secfiling.cfm?filingid=1144204-11-22037&cik=1279704. 
  20. "EnerSys acquires lithium battery business - SAE International". http://articles.sae.org/9512/. 
  21. "Daseke Goes Public via Merger with Hennessy Capital Acquisition". http://www.truckinginfo.com/channel/fleet-management/news/story/2017/02/daseke-goes-public-via-merger-with-hennessy-capital-acquisition.aspx. 
  22. 22.0 22.1 "XAI Octagon Floating Rate & Alternative Income Term Trust". https://www.sec.gov/Archives/edgar/data/1703079/000119312517296140/d446215d497.htm. 
  23. Constable, Simon (10 July 2017). "What Are Interval Funds?". https://www.wsj.com/articles/what-are-interval-funds-1499652001. 
  24. 24.0 24.1 "XAI Octagon Credit Opportunities Alternative Registered Trust - Brokerage Feeder Form N-2 Filed 2016-08-08". http://edgar.secdatabase.com/2288/134100416001607/filing-main.htm. 
  25. "Today's Stock Market News and Analysis from Nasdaq.com". http://www.nasdaq.com/press-release/xai-octagon-floating-rate--alternative-income-term-trust-xflt-prices-initial-public-offering-20170927-01099. 
  26. "Managers Rush Market with Cheaper Alts Funds for Advisors". http://www.fundfire.com/c/1738113/203853/managers_rush_market_with_cheaper_alts_funds_advisors?referrer_module=issueHeadline&module_order=2. 
  27. Naqvi, Sameer. "Newsletter - Creditflux.com". http://creditflux.com/Newsletter/2017-10-09/Angel-Oak-joins-growth-in-credit-interval-funds.