Finance:Institutional customers
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Short description: Financial services, pension funds and corporations, from the financial sector perspective
Institutional customers is a term used in the financial services industry to differentiate customers that are financial institutions or financial advisors, such as banks, insurance companies, and investment management companies, or high asset-customers, from retail and small business customers.[1][2][3]
In some jurisdictions, institutional customers such as financial institutions may be able to enter transactions under a more lax regulatory environment than other categories of customer.[4]
References
- ↑ Weiss, Cheryl G. (1997). "A Review of the Historic Foundations of Broker-Dealer Liability for Breach of Fiduciary Duty". Journal of Corporate Law 23: 65.
- ↑ Newsome, J. Paul (2005). "Ethical issues facing stock analysts". The Geneva Papers on Risk and Insurance – Issues and Practice 30 (3): 459–460. doi:10.1057/palgrave.gpp.2510033.
- ↑ Walker, Robert (2011). Pass the 6. First Books. p. 134. ISBN 978-0982347652.
- ↑ See, e.g., "Customer Confirmations" (in en). Financial Industry Regulatory Authority, Inc.. https://www.finra.org/rules-guidance/rulebooks/finra-rules/2232.
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