Finance:Form 3

From HandWiki
Short description: Type of U.S. SEC filing
This page is about the US SEC form. For the grade in Cameroon, see Eighth grade.

Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the company's securities. These are typically seen after a company IPOs when insiders make their first transactions. After a Form 3 is filed, future filings of the same nature are filed under Form 4 (standard disclosure) or Form 5 (annual disclosure).

Form 3 is stored in SEC's EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.[1][2][3]

References

  1. ↑ Balogh, Attila (26 April 2023). "Insider trading". Scientific Data 10 (237). doi:10.1038/s41597-023-02147-6. PMC 10130014. https://doi.org/10.1038/s41597-023-02147-6. Retrieved 3 May 2024. 
  2. ↑ Balogh, Attila (3 May 2024). "Layline insider trading dataset". Harvard Dataverse. doi:10.7910/DVN/VH6GVH. https://doi.org/10.7910/DVN/VH6GVH. Retrieved 3 May 2024. 
  3. ↑ "Layline Dataverse". https://dataverse.harvard.edu/dataverse/layline. 



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