Finance:List of financial regulatory authorities by country

From HandWiki
Short description: none
Financial markets
Looking up at a computerized stocks-value board at the Philippine Stock Exchange
Bond market
Stock market
Other markets
Over-the-counter (off-exchange)
Trading
Related areas

The following is an incomplete list of financial regulatory authorities by country.[1]

Nonita D Aguilar, Philippines

List

A-B

  • Afghanistan - Da Afghanistan Bank (DAB)
  • Albania - Albanian Financial Supervisory Authority (FSA)
  • Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB)
  • Andorra - Andorran Financial Authority (AFA)
  • Anguilla - Anguilla Financial Services Commission
  • Antigua & Barbuda - Financial Services Regulatory Commission
  • Argentina - Comisión Nacional de Valores [es] (CNV)
  • Armenia - Central Bank of Armenia (CBA)
  • Australia :
  • Austria:
    • Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German)
    • Oesterreichische Nationalbank
    • Austrian Takeover Commission (Übernahmekommission in German)
  • Azerbaijan:
    • Financial Market Supervisory Authority of Azerbaijan ;
  • Bahamas:
    • Central Bank of The Bahamas
    • Securities Commission of the Bahamas
  • Bahrain - Central Bank of Bahrain
  • Bangladesh:
    • Bangladesh Bank
    • Securities and Exchange Commission (Bangladesh)
  • Barbados:
    • Barbados Financial Services Commission
    • Central Bank of Barbados
    • Financial Intelligence Unit (Barbados)
  • Belarus :
    • National Bank of the Republic of Belarus
  • Belgium:
    • Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten)
    • National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België)
  • Belize - International Financial Services Commission
  • Bermuda - Bermuda Monetary Authority
  • Bhutan - Royal Monetary Authority of Bhutan (RMA)
  • Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI)
  • Bosnia and Herzegovina:
    • Republika Srpska Securities Commission for Republika Srpska
    • Securities Commission of the Federation of Bosnia and Herzegovina ("Komisija za vrijednosne papire Federacije Bosne i Hercegovine")
  • Botswana:
    • Non-Bank Financial Institutions Regulatory Authority (NBFIRA)
    • Bank of Botswana (BOB)
  • Brazil :
    • Central Bank of Brazil (BACEN, Banco Central do Brasil in Portuguese)
    • Securities and Exchange Commission of Brazil (CVM, Comissão de Valores Mobiliários in Portuguese)
    • Superintendency of Private Insurance (SUSEP, Superintendência de Seguros Privados in Portuguese)
  • British Virgin Islands - British Virgin Islands Financial Services Commission
  • Brunei - Brunei International Financial Center of the Ministry of Finance
  • Bulgaria - Financial Supervision Commission (Bulgaria) (FSC)

C-D

  • Cambodia
    • National Bank of Cambodia (NBC)
    • Non-bank Financial Services Authority[2]
  • Canada :
  • Cayman Islands - Cayman Islands Monetary Authority
  • Chile - Superintendencia de Valores y Seguros
  • China, People's Republic of:
    • China Securities Regulatory Commission (CSRC)
    • China Banking and Insurance Regulatory Commission (CBIRC)
    • People's Bank of China (PBOC)
  • Colombia:
    • Superintendencia Financiera de Colombia
    • National Directorate of Taxes and Customs (DIAN)
  • Congo, the Democratic Republic of - Central Bank of Congo
  • Congo, The Republic of - Agence de Régulation des Transferts de Fonds (ARTF)
  • Costa Rica:
    • Superintendencia General de Valores
    • Superintendencia General de Seguros (Costa Rica)
  • Côte d'Ivoire - Banque Centrale des Etats de l'Afrique de l'Ouest
  • Croatia:
    • Croatian Financial Services Supervisory Agency
    • Croatian National Bank
  • Cyprus:
    • Central Bank of Cyprus
    • Cyprus Securities and Exchange Commission (CYSEC)
    • Cyprus Insurance Companies Control Service (ICCS)
  • Czech Republic - Czech National Bank
  • Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish)
  • Dominica - Financial Service Unit of the Commonwealth of Dominica
  • Dominican Republic:
    • Banco Central de la Republica Dominica
    • Superintendencia de Bancos de la Republica Dominicana
    • Superintendencia del Mercado de Valores de la Republica Dominicana

E-I

  • Ecuador - Superintendencia de Bancos
  • Egypt - Financial Regulatory Authority
  • El Salvador
    • Superintendencia del Sistema Financiero
    • Instituto De Garantía De Depósitos[3] (IGD)
  • European Union:
    • European Central Bank (ECB)
    • European Banking Authority (EBA)
    • European Securities and Markets Authority (ESMA)
    • European Insurance and Occupational Pensions Authority (EIOPA)
    • European Systemic Risk Board (ESRB)
  • Estonia:
    • Financial Supervisory Authority of Estonia (Finantsinspektsioon in Estonian)
    • Bank of Estonia (Eesti Pank in Estonian)
  • Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
  • Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish)
  • France :
    • Financial Protection Regulatory Authority (France) (FPRA)
    • Autorité des marchés financiers (France) (AMF)
  • Georgia - National Bank of Georgia
  • Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht)
  • Ghana:
    • Securities and Exchange Commission (Ghana) (SEC)
    • Bank of Ghana (BOG)
  • Gibraltar - Gibraltar Financial Services Commission (GFSC)
  • Greece - Hellenic Capital Market Commission
  • Grenada - Grenada International Financial Services Authority (GIFSA)
  • Guatemala - Superintendencia de Bancos (SB)
  • Guernsey - Guernsey Financial Services Commission
  • Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish)
  • Hong Kong:
  • Hungary - Hungarian National Bank (Hungarian: Magyar Nemzeti Bank (MNB))
  • Iceland - Central Bank of Iceland
  • India :
  • Indonesia:
    • Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK)
    • Bank Indonesia
    • Indonesia Deposit Insurance Corporation (Indonesian: Lembaga Penjamin Simpanan) (LPS)
  • Ireland:
  • Iran:
    • Securities and Exchange Organization of Iran
    • Central Bank of Iran
  • Iraq - Iraq Securities Commission (ISC)
  • Isle of Man - Isle of Man Financial Services Authority
  • Israel - Israel Securities Authority (ISA)
  • Italy:
    • Commissione Nazionale per le Società e la Borsa (CONSOB)
    • Institute for the Supervision of Insurance (ISVAP)

J-L

  • Jamaica:
    • Financial Services Commission (Jamaica)
    • Bank of Jamaica
  • Japan :
    • Financial Services Agency (FSA)
      • Securities and Exchange Surveillance Commission (SESC)
  • Jersey - Jersey Financial Services Commission
  • Jordan - Jordan Securities Commission
  • Kazakhstan:
    • Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
    • Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan
    • Astana Financial Services Authority
  • Kenya - Capital Markets Authority (Kenya)
  • Kuwait:
    • Central Bank of Kuwait (CBK) (بنك الكويت المركزي in Arabic)
    • Capital Markets Authority Kuwait (CMA) (هيئة أسواق المال - دولة الكويت in Arabic)
  • South Korea :
    • Financial Services Commission (FSC)
    • Financial Supervisory Service (FSS)
  • Latvia - Financial and Capital Market Commission
  • Lebanon - Banking Control Commission of Lebanon (BCCL) and Insurance Control Commission (ICC)
  • Lesotho - Central Bank of Lesotho
  • Liechtenstein - Financial Market Authority (Liechtenstein) (FMA)
  • Lithuania - Bank of Lithuania
  • Luxembourg:

M-R

  • Malaysia:
  • Malawi - Reserve Bank of Malawi (RBM)
  • Malta:
    • Malta Financial Services Authority (MFSA)
    • Central Bank of Malta
  • Mauritania - Central Bank of Mauritania (BCM)
  • Mauritius:
    • Bank of Mauritius (BOM)
    • Financial Services Commission (FSC)
  • Mexico:
    • Comisión Nacional Bancaria y de Valores
    • Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros
  • Moldova - National Commission for Financial Markets
  • Montenegro - Insurance Supervision Agency
  • Montserrat - Montserrat Financial Services Commission
  • Mongolia:
    • Financial Regulatory Commission of Mongolia
    • Central Bank of Mongolia
  • Morocco - Moroccan Capital Market Authority [fr] (AMMC)
  • Nepal:
    • Nepal Rastra Bank (Central Bank of Nepal - Regulator and Supervisor of Banks and Financial Institutions)
    • Beema Samiti (Regulator of Insurance Companies)
    • Securities Board Nepal (SEBON)
  • Netherlands:
    • Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch)
    • De Nederlandsche Bank (DNB)
  • Netherlands Antilles - Bank of the Netherlands Antilles[4]
  • New Zealand - Financial Markets Authority (New Zealand)
  • Nigeria:
    • Central Bank of Nigeria (CBN)
    • Securities and Exchange Commission (Nigeria)
    • National Insurance Commission (NAICOM) (Nigeria)
    • National Pension Commission (PENCOM) (Nigeria)
  • North Macedonia:
    • Securities and Exchange Commission of the Republic of North Macedonia (MSEC)
    • National Bank of North Macedonia
  • Norway - Financial Supervisory Authority of Norway (Finanstilsynet in Norwegian)
  • Oman - Capital Market Authority (Oman)
  • Pakistan
    • State Bank of Pakistan
    • Securities and Exchange Commission Pakistan
  • Panama - Superintendencia del Mercado de Valores
  • Papua New Guinea - Bank of Papua New Guinea
  • Peru:
    • Superintendencia de Banca, Seguros y AFP (SBS)
    • Superintendencia del Mercado de Valores (SMV)
  • Philippines :
    • Philippine Securities and Exchange Commission (SEC)
    • Insurance Commission (Komisyon ng Seguro)
    • Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
    • Philippine Deposit Insurance Corporation (PDIC)
    • Department of Finance (DOF)
    • Philippine Stock Exchange (PSE)
    • Bureau of Treasury
  • Poland - Polish Financial Supervision Authority (KNF)
  • Portugal:
    • Portuguese Securities Market Commission (CMVM)
    • Portuguese Insurance Regulator (ASF)
  • Qatar - Qatar Financial Centre Regulatory Authority (QFCRA)
  • Romania - Romanian Financial Supervisory Authority
  • Russia - Central Bank of Russia (CBR)

S-T

  • Saint Lucia - Financial Sector Supervision Unit
  • Saint Kitts and Nevis:
    • Financial Services Regulatory Commission
    • Nevis Financial Regulatory Services Commission
  • Saint Vincent and the Grenadines:
    • Financial Services Authority
    • Capital Market Association of the Eastern Caribbean (CMAEC)
  • Samoa - Central Bank of Samoa
  • San Marino - Central Bank of San Marino (BCSM)
  • Saudi Arabia:
    • Saudi Arabian Monetary Agency (SAMA) (مؤسسة النقد العربي السعودي in Arabic)-
    • Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
  • Serbia - Securities Commission (Serbia)
  • Seychelles:
    • Central Bank of Seychelles
    • Seychelles Financial Services Authority (SFSA) [1]
  • Singapore - Monetary Authority of Singapore (MAS)
  • Slovakia - National Bank of Slovakia
  • Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
  • South Africa :
    • South African Reserve Bank
    • National Credit Regulator
    • Prudential Authority
    • Financial Sector Conduct Authority
  • Spain :
    • Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID]
    • Insurance sector regulator (life and general) - Dirección General de Seguros y Fondos de Pensiones (DGSFP)[IMD]
    • Banking sector regulator - Banco de España (BdE)
  • Sri Lanka:
    • Central Bank of Sri Lanka
    • Securities and Exchange Commission of Sri Lanka
  • Swaziland - Capital Markets Development Unit (Central Bank of Swaziland)
  • Sweden - Financial Supervisory Authority (Sweden)
  • Switzerland :
    • Swiss Financial Market Supervisory Authority
    • Swiss National Bank
    • Swiss Takeover Board
  • Taiwan - Financial Supervisory Commission
  • Tanzania - Capital Markets and Securities Authority
  • Thailand:
    • Bank of Thailand (BOT)
    • Office of the Securities and Exchange Commission, Thailand (Thai SEC)
    • Office of Insurance Commission (OIC)
  • Trinidad and Tobago - Central Bank of Trinidad and Tobago
    • Trinidad and Tobago Securities and Exchange Commission
  • Tunisia - Conseil du marché financier
  • Turkey:
    • Banking Regulation and Supervision Agency of Turkey (BRSA - )
    • Capital Markets Board of Turkey (CMB)

U-Z

  • Uganda:
  • Ukraine - National Securities and Stock Market Commission (NSSMC)
  • United Arab Emirates:
    • Mainland (Onshore):
      • Central Bank of the UAE (CBUAE)
      • Securities and Commodities Authority - (SCA)
      • Insurance Authority - (IA)
    • Free Zones:
      • Abu Dhabi: ADGM (Abu Dhabi Global Market) - Financial Services Regulatory Authority - (FSRA)
      • Dubai: DIFC (Dubai International Financial Center) - Dubai Financial Services Authority (DFSA)
  • United Kingdom :
  • United States :
    • Banking Regulators
      • Consumer Financial Protection Bureau (CFPB) - consumer compliance
      • Federal Reserve System ("Fed")
      • Federal Deposit Insurance Corporation (FDIC)
      • Office of the Comptroller of the Currency (OCC)
      • National Credit Union Administration (NCUA)
      • Farm Credit Administration (FCA)
      • Federal Financial Institutions Examination Council (FFIEC) - main umbrella group for US Federal banking authorities
      • Conference of State Bank Supervisors (CSBS) [5] - main umbrella group representing US State and Territorial banking supervisors
    • Securities Regulators
    • Other Regulators
      • Financial Stability Oversight Board (FSOC) - systemic risk
      • Federal Housing Finance Agency (FHFA) - government sponsored housing finance
      • Financial Crimes Enforcement Network (FinCEN) - anti-money laundering
      • National Association of Insurance Commissioners (NAIC) - insurance
      • Each US state and territory generally has its own banking, insurance, and securities authorities[7]
  • Uruguay - Banco Central del Uruguay
  • Uzbekistan - Center for Coordination and Control over Functioning of Securities Market
  • Vatican City - Financial Information Authority
  • Venezuela - Superintendencia Nacional de Valores (SNV)
  • Vietnam - State Securities Commission (SSC)
  • Zambia - Securities and Exchange Commission (Zambia)
  • Zimbabwe - Reserve Bank of Zimbabwe (RBZ)

See also

References

  1. ↑ links provided by the Philippines FSMA, http://www.fsma.be/Site/Home/Links.aspx 
  2. ↑ "ចបាបសតពការរៀបចនងការបរពរតតទៅនៃអាជញាធរសេវាហរញញវតថមនមែនធនាគារ". 20 January 2021. https://gdicdm.mef.gov.kh/km/2021/01/20/10282.html. 
  3. ↑ "Instituto de Garantía de Depósito" (in es). https://igd.gob.sv/. 
  4. ↑ https://www.imf.org/external/pubs/ft/scr/2004/cr04271.pdf [bare URL PDF]
  5. ↑ "CSBS Home". CSBS.org. https://www.csbs.org/. Retrieved 10 August 2021. 
  6. ↑ "National Futures Association/About Us". NFA.org. https://www.nfa.futures.org/NFA-about-nfa/index.HTML. Retrieved 5 April 2016. 
  7. ↑ "List of United States Banking Authorities". USA.gov. https://www.usa.gov/state-consumer. Retrieved 21 June 2013. 

External links




Retrieved from "https://handwiki.org/wiki/index.php?title=Finance:List_of_financial_regulatory_authorities_by_country&oldid=3313844"