Littlewood polynomial

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Short description: Polynomial whose coefficients are all 1 or −1


Plot of the complex roots of every Littlewood polynomial of degree 16
Roots of all Littlewood polynomials of degree 16.
Animation plotting the complex roots of Littlewood polynomials degree by degree from 1 through 14
Roots of all Littlewood polynomials of degrees 1 through 14.

In mathematics, a Littlewood polynomial is a polynomial whose coefficients are all either 1 or −1. Equivalently, its coefficient vector is a finite binary sign sequence. Littlewood polynomials are named after J. E. Littlewood, who studied their values on the unit circle and posed several influential extremal problems about them in the 1960s.[1][2]

The natural size of a Littlewood polynomial of degree n on the unit circle is n+1, because its normalized L2 norm is exactly that value. A central question asked whether the modulus could remain between two fixed positive multiples of n+1 at every point of the circle. Littlewood conjectured that this was possible; the conjecture was proved in 2020 by Paul Balister, Béla Bollobás, Robert Morris, Julian Sahasrabudhe, and Marius Tiba.[3] Stronger questions about asymptotically constant modulus, extremal Lq norms, Mahler measure, zero distribution, and autocorrelation remain active.

Definition and elementary properties

A polynomial P(z)=∑j=0najzj is a Littlewood polynomial of degree n if aj∈{−1,1} for every j. There are 2n+1 such polynomials. Multiplication by −1, the substitution z↦−z, and passage to the reciprocal polynomial P*(z)=znP(1/z) preserve the class. These operations account for many of the natural symmetries used in enumerations.

Every zero α of a Littlewood polynomial satisfies 12<|α|<2. Indeed, when |z|≤1/2, the constant term has greater modulus than the sum of all remaining terms, and the upper bound follows by applying the same argument to the reciprocal polynomial.

For 0<q<∞, its normalized norm on the unit circle is ‖P‖q=(12π∫02π|P(eit)|qdt)1/q, and ‖P‖∞=max|z|=1|P(z)|. Parseval's identity gives ‖P‖22=∑j=0n|aj|2=n+1. Thus n+1 is the root-mean-square modulus and the reference scale in flatness problems.

Flatness on the unit circle

A sequence of Littlewood polynomials (Pn), with deg⁡Pn=n, is called flat if there are absolute constants 0<c<C such that cn+1≤|Pn(z)|≤Cn+1(|z|=1) for every n in the sequence. The upper and lower bounds play different roles: the upper bound limits peaks, while the lower bound excludes zeros and deep troughs on the unit circle.

Rudin–Shapiro polynomials

The Rudin–Shapiro polynomials provide a classical explicit upper-bound construction. Define P0(z)=Q0(z)=1, and recursively Pm+1(z)=Pm(z)+z2mQm(z),Qm+1(z)=Pm(z)−z2mQm(z). Both Pm and Qm are Littlewood polynomials with N=2m coefficients. On the unit circle they satisfy |Pm(z)|2+|Qm(z)|2=2N, and hence ‖Pm‖∞,‖Qm‖∞≤2N.[4] This does not by itself give a uniform positive lower bound. Rodgers proved in 2017 that suitably normalized values of the Rudin–Shapiro polynomials become uniformly distributed in the unit disk.[5] In 2026, Erdélyi quantified their oscillation around the middle of their range, proving upper and lower bounds for the number of solutions of |Pm(eit)|2=N and |Qm(eit)|2=N on every subarc of the unit circle.[6]

Littlewood's flatness conjecture

Littlewood conjectured in 1966 that flat Littlewood polynomials exist. An influential earlier contribution was József Beck's 1991 paper on flat polynomials and Littlewood's problem.[7] Balister, Bollobás, Morris, Sahasrabudhe, and Tiba proved the stronger statement that there are absolute constants Δ>δ>0 such that, for every n≥2, some Littlewood polynomial P of degree n satisfies δn≤|P(z)|≤Δn(|z|=1). Their proof combines discrepancy theory with probabilistic and combinatorial methods.[3] It resolved Littlewood's 1966 conjecture after more than five decades.

Ultraflat polynomials

A sequence is ultraflat if max|z|=1||Pn(z)|n+1−1|⟶0. Jean-Pierre Kahane proved that ultraflat sequences exist when the coefficients are allowed to be arbitrary complex numbers of modulus 1.[8] Bombieri and Bourgain later obtained stronger quantitative constructions in this unimodular setting.[9] Erdős conjectured that no ultraflat Littlewood sequence exists. The general {−1,1} problem remains open in the peer-reviewed literature; bounded flatness, proved in 2020, is substantially weaker than ultraflatness.[10][11]

Autocorrelation, L4 norm, and merit factor

Let P(z)=∑j=0N−1ajzj, and define the nontrivial aperiodic autocorrelations C(k)=∑j=0N−1−kajaj+k(1≤k<N). Expanding the squared modulus gives |P(eit)|2=N+2∑k=1N−1C(k)cos⁡(kt), and Parseval then yields the exact identity ‖P‖44=N2+2∑k=1N−1C(k)2. Consequently, minimizing the L4 norm is equivalent to minimizing the total squared aperiodic autocorrelation.

The associated merit factor is F(P)=N22∑k=1N−1C(k)2=N2‖P‖44−N2. High merit factor means that the coefficient sequence has low aggregate autocorrelation. This problem originated in communications and signal design and has generated a large literature on character sequences, difference sets, and recursive constructions.[12][13]

A Barker sequence is a sign sequence satisfying |C(k)|≤1 for every nonzero shift. Such sequences therefore produce exceptionally small L4 defect. Barker sequences are known only for lengths 1,2,3,4,5,7,11,13; no odd Barker sequence has length greater than 13, while the existence of a longer even one remains open.[14]

Arithmetic constructions also provide tractable norm problems. For an odd prime p, the Fekete polynomial fp(z)=∑j=1p−1(jp)zj is defined using the Legendre symbol; z−1fp(z) is a Littlewood polynomial. Explicit limiting formulas are known for its normalized even Lq norms and for related finite-field character polynomials.[15]

Mahler measure

The Mahler measure of a nonzero polynomial is the geometric mean of its modulus on the unit circle, M(P)=exp⁡(12π∫02πlog⁡|P(eit)|dt). It satisfies M(P)≤‖P‖2=N for a Littlewood polynomial with N coefficients. Flat Littlewood polynomials have Mahler measure comparable to N because their modulus has a uniform lower bound of that order.

For the Rudin–Shapiro polynomials, Erdélyi first proved a lower bound of order N[16] and later proved Saffari's conjectured asymptotic M(Pm)∼M(Qm)∼2Ne(N=2m). [17] Mahler measure also links Littlewood polynomials to algebraic-number-theoretic questions about reciprocal polynomials and small algebraic integers. For example, Borwein, Hare, and Mossinghoff determined the minimum Mahler measure of a nonreciprocal polynomial with all coefficients odd and computed the smallest measures of reciprocal Littlewood polynomials through degree 72.[18]

Zeros

The distribution of zeros of Littlewood polynomials is highly varied despite the elementary coefficient restriction. Some polynomials have roots on the unit circle, while others have none. For degrees n with n+1 prime, Borwein, Choi, Ferguson, and Jankauskas proved that for every 0≤k≤n−1 there is a degree-n Littlewood polynomial with exactly k zeros in the open unit disk and no zeros on its boundary.[19]

A random Littlewood polynomial has independent coefficients taking the values 1 and −1 with equal probability. This model goes back to work of Littlewood and Offord on random algebraic equations.[20] Yakir proved that, as N→∞, all but o(2N) Littlewood polynomials with N coefficients have N/2+o(N) zeros inside the unit disk.[21] For the same Rademacher coefficient model, Do, Nguyen, and Vu proved that the expected number of real roots of a degree-n polynomial is 2πlog⁡n+C+o(1), where C is a constant depending on the coefficient distribution.[22]

Random coefficients also have a predictable norm profile. Borwein and Lockhart obtained asymptotic expected Lq norms for broad classes of independent coefficients,[23] and Duan, Fang, and Zhan proved in 2024 that for random Littlewood polynomials PN with N coefficients, ‖PN‖4N⟶21/4 almost surely.[24]

Arithmetic and algebraic questions

Littlewood polynomials also give rise to Diophantine and Galois-theoretic problems. Hajdu, Herendi, Tengely, and Varga studied when a Littlewood polynomial takes a square value at an integer argument. They classified the square values for degrees 3 and 5 and for every even degree at most 24, and gave computational data for odd degrees at most 17.[25]

For random Littlewood polynomials, it is conjectured that the probability of irreducibility tends to 1 with the degree. In 2025, Bary-Soroker, Hokken, Kozma, and Poonen proved unconditionally that lim supn→∞Pr⁡(Pn is irreducible)=1. More precisely, there is a constant c>0 such that, when n=pr−1, with p=2 or with p≥7 a prime for which 2 generates (ℤ/p2ℤ)×, a random degree-n Littlewood polynomial is irreducible with probability at least 1−n−c.[26]

For reciprocal and skew-reciprocal Littlewood polynomials, Hokken obtained leading-term asymptotics for the number having square discriminant. The result is related to a bounded-height analogue of a conjecture of van der Waerden on Galois groups of random polynomials.[27]

Values at roots of unity

For a Littlewood polynomial with N coefficients, define the periodic autocorrelations R(t)=∑j=0N−1ajaj+tmodN. If ω=e2πi/N, the discrete Fourier transform gives |P(ωk)|2=∑t=0N−1R(t)ωkt. Therefore |P(ωk)|=N(0≤k<N) if and only if R(0)=N and every nontrivial periodic autocorrelation is zero. The circulant matrix whose first row is (a0,…,aN−1) is then a circulant Hadamard matrix.

Ryser's conjecture on circulant Hadamard matrices states that this exact discrete flatness occurs only for N=1 and N=4. The required modulus is therefore N. A quantitative strengthening proposed by Steinerberger asks whether there is an absolute ε0>0 such that every Littlewood polynomial of length N>4 satisfies max0≤k<N||P(ωk)|−N|≥ε0N1/4. [11]

Several nearby families are studied with similar methods. Newman polynomials have coefficients in {0,1}, while Borwein polynomials have coefficients in {−1,0,1}. Unimodular polynomials allow arbitrary complex coefficients of absolute value 1; Kahane's ultraflat construction belongs to this larger class. Fekete polynomials are character polynomials with coefficients given by Legendre symbols, and after removal of their zero constant coefficient they give Littlewood polynomials. Cyclotomic Littlewood polynomials, whose roots are all roots of unity, form another structured subclass with explicitly computable norms.[28]

Open problems

The 2020 flatness theorem settles the existence of uniformly bounded upper and lower constants, but does not determine optimal constants or produce ultraflat Littlewood polynomials. The existence or nonexistence of an ultraflat Littlewood sequence remains a central open question. Other major problems include determining the optimal asymptotic merit factor, or equivalently the smallest possible normalized L4 norm; deciding whether Barker sequences of length greater than 13 exist; resolving Ryser's conjecture on exact flatness at roots of unity; and proving that a random Littlewood polynomial is irreducible with probability tending to 1 without restricting the degree to special subsequences.[14][11][26]

See also

References

  1. ↑ Littlewood, J. E. (1966). "On polynomials ∑±zm, ∑eαmizm, z=eiθ". Journal of the London Mathematical Society. 1 41: 367–376. doi:10.1112/jlms/s1-41.1.367. 
  2. ↑ Littlewood, J. E. (1968). Some Problems in Real and Complex Analysis. Heath Mathematical Monographs. Lexington, Massachusetts: D. C. Heath. 
  3. ↑ 3.0 3.1 Balister, Paul; Bollobás, Béla; Morris, Robert; Sahasrabudhe, Julian; Tiba, Marius (2020). "Flat Littlewood polynomials exist". Annals of Mathematics. 2 192 (3): 977–1004. doi:10.4007/annals.2020.192.3.6. 
  4. ↑ Rudin, Walter (1959). "Some theorems on Fourier coefficients". Proceedings of the American Mathematical Society 10: 855–859. doi:10.1090/S0002-9939-1959-0116184-5. 
  5. ↑ Rodgers, Brad (2017). "On the distribution of Rudin–Shapiro polynomials and lacunary walks on SU(2)". Advances in Mathematics 320: 993–1008. doi:10.1016/j.aim.2017.09.022. 
  6. ↑ Erdélyi, Tamás (2026). "On the Oscillation of the Modulus of the Rudin–Shapiro Polynomials Around the Middle of Their Ranges". Computational Methods and Function Theory. doi:10.1007/s40315-026-00620-y. 
  7. ↑ Beck, József (1991). "Flat Polynomials on the Unit Circle—Note on a Problem of Littlewood". Bulletin of the London Mathematical Society 23 (3): 269–277. doi:10.1112/blms/23.3.269. 
  8. ↑ Kahane, Jean-Pierre (1980). "Sur les polynômes à coefficients unimodulaires". Bulletin of the London Mathematical Society 12 (5): 321–342. doi:10.1112/blms/12.5.321. 
  9. ↑ Bombieri, Enrico; Bourgain, Jean (2009). "On Kahane's ultraflat polynomials". Journal of the European Mathematical Society 11 (3): 627–703. doi:10.4171/JEMS/163. 
  10. ↑ Borwein, Peter; Mossinghoff, Michael J. (2008). "Barker sequences and flat polynomials". Number Theory and Polynomials. London Mathematical Society Lecture Note Series. 352. Cambridge University Press. pp. 71–88. doi:10.1017/CBO9780511721274.007. 
  11. ↑ 11.0 11.1 11.2 Steinerberger, Stefan (2024). "A note on approximate Hadamard matrices". Designs, Codes and Cryptography 92: 3125–3131. doi:10.1007/s10623-024-01430-w. 
  12. ↑ Golay, Marcel J. E. (1983). "The merit factor of Legendre sequences". IEEE Transactions on Information Theory 29 (6): 934–936. doi:10.1109/TIT.1983.1056744. 
  13. ↑ Jedwab, Jonathan; Katz, Daniel J.; Schmidt, Kai-Uwe (2013). "Advances in the merit factor problem for binary sequences". Journal of Combinatorial Theory. Series A 120 (4): 882–906. doi:10.1016/j.jcta.2013.01.010. 
  14. ↑ 14.0 14.1 Schmidt, Kai-Uwe (2016). "Sequences with small correlation". Designs, Codes and Cryptography 78 (1): 237–267. doi:10.1007/s10623-015-0154-7. 
  15. ↑ Günther, Christian; Schmidt, Kai-Uwe (2017). "Lq norms of Fekete and related polynomials". Canadian Journal of Mathematics 69 (4): 807–825. doi:10.4153/CJM-2016-023-4. 
  16. ↑ Erdélyi, Tamás (2016). "The Mahler measure of the Rudin–Shapiro polynomials". Constructive Approximation 43 (3): 357–369. doi:10.1007/s00365-015-9297-z. 
  17. ↑ Erdélyi, Tamás (2020). "The asymptotic value of the Mahler measure of the Rudin–Shapiro polynomials". Journal d'Analyse Mathématique 142 (2): 521–537. doi:10.1007/s11854-020-0142-3. 
  18. ↑ Borwein, Peter; Hare, Kevin G.; Mossinghoff, Michael J. (2004). "The Mahler measure of polynomials with odd coefficients". Bulletin of the London Mathematical Society 36 (3): 332–338. doi:10.1112/S002460930300287X. 
  19. ↑ Borwein, Peter; Choi, Stephen; Ferguson, Ron; Jankauskas, Jonas (2015). "On Littlewood polynomials with prescribed number of zeros inside the unit disk". Canadian Journal of Mathematics 67 (3): 507–526. doi:10.4153/CJM-2014-007-1. 
  20. ↑ Littlewood, J. E.; Offord, A. C. (1938). "On the number of real roots of a random algebraic equation". Journal of the London Mathematical Society. 1 13 (4): 288–295. doi:10.1112/jlms/s1-13.4.288. 
  21. ↑ Yakir, Oren (2021). "Approximately half of the roots of a random Littlewood polynomial are inside the disk". Studia Mathematica 261 (2): 227–240. doi:10.4064/sm201117-28-1. 
  22. ↑ Do, Yen; Nguyen, Hoi; Vu, Van (2015). "Real roots of random polynomials: expectation and repulsion". Proceedings of the London Mathematical Society. 3 111 (6): 1231–1260. doi:10.1112/plms/pdv055. 
  23. ↑ Borwein, Peter; Lockhart, Richard (2001). "The expected Lp norm of random polynomials". Proceedings of the American Mathematical Society 129 (5): 1463–1472. doi:10.1090/S0002-9939-00-05690-2. 
  24. ↑ Duan, Yongjiang; Fang, Xiang; Zhan, Na (2024). "Almost sure convergence of the L4 norm of Littlewood polynomials". Canadian Mathematical Bulletin 67 (3): 872–885. doi:10.4153/S0008439524000213. 
  25. ↑ Hajdu, Lajos; Herendi, Orsolya; Tengely, Szabolcs; Varga, Nóra (2024). "Square values of Littlewood polynomials". The Ramanujan Journal 65: 1205–1226. doi:10.1007/s11139-024-00935-1. 
  26. ↑ 26.0 26.1 Bary-Soroker, Lior; Hokken, David; Kozma, Gady; Poonen, Bjorn (2025). "Irreducibility of Littlewood Polynomials of Special Degrees". International Mathematics Research Notices 2025 (21): rnaf326. doi:10.1093/imrn/rnaf326. 
  27. ↑ Hokken, David (2026). "Counting (skew-)reciprocal Littlewood polynomials with square discriminant". Israel Journal of Mathematics. doi:10.1007/s11856-026-2909-4. 
  28. ↑ Borwein, Peter; Choi, Kwok-Kwong Stephen; Ferguson, Ron (2005). "Norms of cyclotomic Littlewood polynomials". Mathematical Proceedings of the Cambridge Philosophical Society 138 (2): 315–326. doi:10.1017/S0305004104008199. 

Further reading

  • Borwein, Peter (2002). Computational Excursions in Analysis and Number Theory. CMS Books in Mathematics. 10. New York: Springer. doi:10.1007/978-0-387-21652-2. ISBN 978-0-387-95444-8. 
  • Montgomery, Hugh L. (2017). "Littlewood polynomials". Analytic Number Theory, Modular Forms and q-Hypergeometric Series. Springer Proceedings in Mathematics & Statistics. 221. Cham: Springer. pp. 533–553. doi:10.1007/978-3-319-68376-8_30.