Biography:Zichan

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Short description: Chinese statesman of the State of Zheng (died 522 BC)
Portrait of Zichan from Sancai Tuhui

Zichan (WG: Tzu Ch'an) (traditional Chinese: 子產; simplified Chinese: 子产)[1] (c.581-522) was a Chinese statesman during the late Spring and Autumn period. From 543 until his death in 522 BCE, he served as the chief minister of the State of Zheng. Also known as Gongsun Qiao (traditional Chinese: 公孫僑; simplified Chinese: 公孙侨,[2] he is better known by his courtesy name Zichan.

As chief minister of Zheng, a notable and centrally-located state, Zichan faced aggression from powerful neighbors without and a fractious domestic politics within. He led as Chinese culture and society endured a centuries-long period of turbulence. Governing traditions were then unstable and malleable, institutions battered by chronic war, and emerging new ways of government sharply contested.

Under Zichan the Zheng state prospered. He introduced strengthening reforms and met foreign threats. His statecraft was respected by his peers and reportedly appreciated by the people. Favorably treated in the Zuo Zhuan (an ancient text of history), Zichan drew comments from his near-contemporary Confucius, later from Mencius and Han Fei.

Background

Spring and Autumn period (770-481)
Late Spring and Autumn, circa 500

Zhou dynasty

By its military defeat in 771 BCE, later historians divide the Zhou (c.1045-221) into periods: Western and Eastern, as in retreat Zhou moved its capital over 500 km. east.[3][4] The dynasty not only never recovered, it steadily lost strength during the Spring and Autumn period (770-481). At its start the Zhou government used the fengjian system. Differing from the feudal, kinship formed the primary bond between the royal dynast and local 'vassal'.[5][6][7][8]

State of Zheng

The founder of Zheng was Duke Huan (r.806-771), brother to the Zhou King Xuan (r.825-782). The Zheng state by 767 had also moved its capital east, adjacent to Zhou's new royal lands.[9][10] Strategically located, Zheng prospered by trade.[11] In 707 Duke Zhuang of Zheng (r.743-701) defeated the Zhou King's invasion. This celebrated Duke is compared to the Five Hegemons. In 673 Zheng attacked the royal capital, killed the usurping ruler, and restored the prior Zhou King. Although Zheng's military then declined, it prospered, and survived many attacks by powerful neighbors.[12][13] In Zheng later during the Warring States (480-221) "the centre of the political stage was occupied by the competition between clans".[14] During that era's fierce interstate combat, Zheng met its demise in 375 BCE.[15][16][17]

Family of Zichan

Zichan was closely related to the hereditary Dukes of Zheng state, hence also kin of the royal Zhou. As a grandson of Zheng's admired Duke Mu (r. 627-606), he was called Gongsun Qiao, "Ducal Grandson". Zichan was a member of the clan of Guo, one of the Seven Houses of Zheng. These clans led by nobility competed for power; yet the Guo was seldom the strongest. His ancestral surname was Ji, his personal name was Ji Qiao.[18][19][20]

In 565 BCE Zichan's father, Prince Fa (Gongzi Fa), led a victorious campaign against the State of Cai. His military success, however, risked provoking the hostility of stronger neighboring states, e.g., Chu to the south and Jin to the north. Yet the Zheng leadership appeared pleased. Except Zichan, said a small state like Zheng should excel in civic virtue, not martial achievement, else it will have no peace. Prince Fa (Ziguo) then harshly rebuked his teenage son Zichan.[21][22][23][24] Shortly after the Cai victory, but unrelated, Prince Fa was assassinated by rival nobles of Zheng.[25][26] Amid internal power struggles, Duke Jian of Zheng (r. 566-530) had begun his reign.[27]

Career profile

Path as state official

In 543 BCE, when nearing 40 years of age,[28][29] Zichan became prime minister of Zheng state. Zichan's career path to the top position started in 565,[30] and involved his finding a way through the unexpected sometimes violent events and social instabilities that challenged Zheng's political class. Selected events of his early career follow, the chief primary source being the Zuo Zhuan.[31][32]

Since 570 BCE Zichan's father had been one of three leading aristocrats who directed Zheng's government. The head of state was the Duke of Zheng, but in fact this triumvirate of nobles kept control. In 562 BCE "armed insurgents" led by seven disaffected clan nobles, overthrew the government and killed all three rulers. Zichan survived, and rallied his clan. He "got all his officers in readiness... formed his men in ranks, [and] went forth with 17 chariots of war." Another "led the people" to Zichan's side. Two rebel leaders (and many followers) were killed; five fled Zheng.[33][34] The ruling 'oligarchy' of elite nobles prevailed, the brutal tactics of the uprising failed.[35][36]

Zikong, the new Zheng leader after the failed 562 rebellion, prepared and issued a document declaring his autocratic rule. It provoked fierce opposition from the nobility and the people. Zichan urged Zikong to renounce the document by burning it in public. His rhetoric to Zikong used likely scenarios to illustrate a probable negative outcome. Zikong then burned it.[37][38][39] In 553 BCE Zikong tried again to monopolize political power, supported by Chu state. But two nobles rose to fatally block him. The two formed a new triumvirate to rule Zheng, the third being Zichan, elevated now as a high minister.[40][41][42]

Western Han painting, to suggest likely dress/appearance of Zichan (here: near contemporaries Confucius & Laozi)

Zheng state in 561 BCE had joined a coalition headed by the powerful Jin state to the north.[43] Zichan as a high minister maneuvered to ally Zheng with the other small-state members, in order to lighten their burdens. The hedgemon Jin had required all 'northern league' members to make regular state visits to Jin, and each time to bring high-value gifts.[44][45] In 548 Zichan wrote a convincing letter to Jin's chief minister. It criticized Jin for increasing the value of 'gifts' demanded. Zichan argued this worked against Jin's reputation. Worth more than the gifts was Jin's good name; on it rested Jin's virtue, the very foundation of Jin state.[46][47][48] Zichan continued to lobby Jin on behalf of the small states.[49]

In 547 BCE the Zheng people made war on the small state of Chen as pay back (a year earlier Chu state and Chen attacked Zheng,[50] closing up wells and cutting down trees). With 700 chariots Zheng took the Chen capital. Yet Zichan directed military leaders to return without looting the city or destroying its sanctuaries; nor did the Zheng army seize hostages. For a military victor to harshly take war booty and vengeance was then customary in ancient China's multistate system.[51][52][53][54] Zichan later defended Zheng's invasion of Chen to Jin's ministers.[55][56][57]

A violent feud broke out between several elite nobles of rival clans. It threatened the unity of Zheng state. Initially Zichan had distanced himself to avoid the bitter conflict's social contagion. Yet his attention was solicited. By using the remedial details from a local tradition,[58][59][60][61][62] as a guide, Zichan managed to bring the raucous disputants into negotiation, circa 543 BCE. The solution worked-out did not prove agreeable to all the parties, yet the bloody feud came to an end.[63][64][65][66]

Zichan had remained a popular leader.[67][68] Zheng's chief minister in 544 wanted to appoint Zichan as his successor. Zichan declined: the office was burdened from without by strong and aggressive rival states, and from within by constant feuding of the clans. In the end, Zichan was convincingly assured of a tolerable coexistence among the nobility. Such unity might be sufficient for Zichan to pursue reforms.[69][70][71][72]

Reform programs

Zichan initiated actions to strengthen the Zheng state. Along with the several subordinate ministers, Zichan had strategized what reforms might work best over time, and improvised.

Agriculture was managed to upgrade the cultivation and harvest. He reset the boundaries of farmlands. Tax reforms increased state revenue. Administration of state operations were centralized, effective officials recruited, social norms guided. Commerce flourished. Laws of a penal code were published, in a break with tradition. Rites performed and Zhou-era customs followed.[73] Divination for Zheng state was handled by its special minister. Interstate relations required constant vigilance, e.g., to meet demands for tribute. His negotiating skills were tested. Zichan had opposition and acquired a sophist enemy. He did not always succeed.[74] [75]

From the Han dynasty historian Sima Qian,[76] his Shiji:

Sima Qian (c.145-86 BCE), author of the Shiji (Records of the Grand Scribe).

Tzu-ch'an[77] was one of the high ministers of the state of [Zheng]. ... [Its affairs had been] in confusion, superiors and inferiors were at odds with each other, and fathers and sons quarreled. ... [Then] Tzu-ch'an [was] appointed prime minister. After... one year, the children in the state had ceased their naughty behavior, grey-haired elders were no longer seen carrying heavy burdens... . After two years, no one overcharged in the markets. After three years, people stopped locking their gates at night... . After four years, people did not bother to take home their farm tools when the day's work was finished, and after five years, no more conscription orders were sent out to the knights. ... Tzu-ch'an ruled for twenty-six years [sic], and when he died the young men wept and the old men cried... .[78][79]

The earlier Zuo Zhuan had also told of the people's appraisal of Zichan, a version similar to the Shiji, but differing in stages and detail. After one year the workers complained, griping about new taxes on their clothes and about a new levy against the land. Yet after three years the workers praised Zichan: for teaching their children, and increasing the yield of their fields.[80][81]

Yet however skillful his statecraft, Zichan in his reformist role as proponent of advanced policies was not unique. Over a century earlier Guan Zhong (720-645), the chief minister of Qi, earned praise for his effective management. His innovations included administrative and military-agricultural innovations. The Qi state nonetheless maintained traditional Zhou rituals. As a consequence Duke Huan of Qi became the 'first' of the Five Hegemons, and a noted "paragon".[82][83][84] Another reformist minister was Li Kui (455-395) of Wei.[85]

Agriculture

Zichan's policy was to improve food production, the planting, cultivating, and harvesting of crops, as well as livestock.[86] A minister's role during Eastern Zhou included managing agriculture. Techniques evolved. Farm implements of stone and wood were being replaced by iron. Yoked to oxen a metal plow increased the yield.[87]

Zichan reset the boundaries of farm lands and the location of irrigation ditches, that often overlapped.[88][89][90] Clan leaders controlled the farming of their lands. Moving the ditches was risky.[91][92] For Zheng agriculture in 543 Zichan "carried out such reforms as grouping houses by five, responsible for one another, and marking out all the fields by banks and ditches."[93][94]

Tax issues arose with Zichan's reforms. Zheng's revenues were chronically short, needed for defense, or to pay out tribute to neighboring states.[95] The tax depended on judging a land's size and soil quality. Farming itself was changing hands, away from lineage communities, devolving to efficiently-run holdings of a small family.[96][97]

Warfare intersected agriculture in Zichan's day. Chariots driven in battle by aristocrats were starting to be supplanted by infantry. Most foot soldiers were farmers.[98][99] In the city-state hierarchy, the nobility dominated a larger rural population.[100] Interstate competition intensified, rulers were pushed to maximize their military. Demands increased on agriculture, the chief source of wealth. As city-state people identified more with its productive territory, the status of Zhou lineage temples declined. Countryside "altars of soil and grain" multiplied, and rose in allegiance.[101][102]

At a time when the people became more of a factor the elites had to address,[103] Zichan earned an early reputation as providing for the popular welfare.[104][105] His leadership reportedly took the opinions the people into account.[106][107]

The laws of 536 BC

Bronze Cauldron (ding) decorated, of Jin state a few decades after Zichan

Context of legal act

In Zichan's reform of government one major focus concerned the law. Before Zichan, in each state the powerful hereditary clans, descendants of the Zhou lineage, had generally enforced their own closely-held laws and regulations.[108] The contents of the law might be known only to a "limited number of dignitaries who were concerned with their execution and enforcement." Laws "were not made known to the public."[109] "When the people were kept from knowing the law, the ruling class could manipulate it as it saw fit."[110] Yet the traditional governance among the city-states was then faltering and dissolving in continually changing conditions. In many regimes the ministers, by maneuver or ursupation, were replacing Zhou-lineage clan rulers in whose name they had acted. The ministers began to assume direct state rule of the population.[111] In 536 BC, Zichan had the legal statutes of his Zheng state inscribed on a bronze caldron or ding, and so made public, a first among the Eastern Zhou states.[112][113]

Au contraire, one modern view questions this notion that no state had published its laws before the late Spring and Autumn period. Creel raises doubts that laws were kept secret. He refers to the existence of earlier laws mentioned in ancient writings.[114][115] Creel mounts a direct challenge to several widely-quoted passages from the Zuo Zhuang that narrate: 1) how Zichan inscribed the Zheng laws on the bronze tripod ding in 536; and, 2) how Confucius criticized the similar publication of laws by a neighboring state in 513.[116]

Yet the story of Zichan being first to publish remains the modern consensus.[117][118][119][120][121][122] Zhao comments how the adverse political situation of Zheng "produced the legendary figure of Zichan, arguably the most influential reformer of his age. [Zichan's] most remarkable act was placing a caldron inscribed with Zheng's legal codes in a public place in 536". Judging by the fierce reaction generated, his action must have been considered "sensational at the time".[123] A law whose text was available to those subject to it, would work to foster their awareness of proper civic conduct. Published laws served the state, 1) as a way of guiding the people, and also 2) as a more effective tool of control, because it warns as well as legitimises punishment of violators. Zichan "had the complete support of the people of Cheng [Zheng], he enjoyed a position of full authority there throughout his life."[124][125][126][127]

Initial adverse reactions

For publishing the laws of Zheng, Zichan was criticized by some of his key contemporaries. It undermined the nobility, undercut their governing authority and their judicial role. Before, in making their legal judgments, the elite officials had applied to the facts their own confidential interpretation of what they viewed as the inherited social traditions. The end result of this shrouded procedure would be very difficult to challenge.[128] By articulating and making public the legal statutes the people were better empowered to advance an opposing view of state law. Up until then ruling circles thought publishing the law would be detrimental, would open the door to public argument, bickering, and shameless maneuvering to avoid social tradition, its time-tested moral force.[129][130] The situation was multi-sided, aa political roles were changing and the social tradition itself was in flux. Opening up laws to be viewed by the common people would eventually become a trend in ancient Chinese statecraft.[131]

Deng Xi of Zheng (545-501 BC), for good or ill, acquired a reputation for provoking social conflict and civic instability. A child when Zichan published the laws, Deng Xi was a controversial official of Zheng with Mingjia philosophical views.[132] Despite the probable corrosive activities of the Mingjia, Zichan in 536 had an historic bronze ding cast inscribed with Zheng laws, probably penal laws. As Deng Xi came of age, he challenged the state and its ministers, including Zichan.[133][134][135][136] Some thought he studied trickery.[137] The state of Zheng in 501 put him to death. Ancient documents are divided as to who ordered his execution. Most probably it was not Zichan.[138][139][140]

A long 'letter' faulting Zichan for making the law public, was written by Shuxiang a minister of Jin and personal friend of Zichan. It marshaled strong traditional arguments against his publishing the penal laws of Zheng. Harshly accusing Zichan of grave error, it predicted future calamity. Both the letter to Zichan and his reply are in the Zuo Zhuan. In response Zichan claims he's "untalented" thus unable to properly manage the laws with a view toward the future generations. To benefit people alive today was his aim.[141][142][143][144][145] Issues at stake here were long debated, e.g., by philosophers of the Warring States era that followed.[146][147]

Urbanization during the Spring and Autumn period

Interstate relations

Zichan acted like a highly skilled realist in state-to-state politics. When the State of Jin tried to interfere in Zheng's internal affairs after the death of a Zheng minister, Zichan was aware of the danger. He argued that if Zheng allowed Jin to determine the minister's successor, Zheng lose its sovereignty. He eventually convinced Jin not to interfere in Zheng affairs.[148]

The Zuo Zhuan also mentions a summer meeting in 517 BC shortly after Zichan died. The Jin minister asked about ceremony and li (ritual propriety) of an official of Zheng, who then recounts a speech by "our former high officer" Zichan. The Zuo Zhuan quotes it at length. It is the book's "grandest exposition of ritual and its role in ordering human life in accordance with cosmic principles", according to the modern translators.[149][150][151] Feng comments on Zichan: "The idea expressed here... is that the practical value of ceremonials and music, punishments and penalties, lies in preventing the people from falling into disorder, and that these have originated from man's capacity for imitating Heaven and Earth."[152]

As a philosopher

Birthplaces of philosophers, era of the Hundred Schools of Thought.

Zichan's political thinking is known from his words and actions as a minister of state. The kernels of his thought are thus found in the historical record, often in accounts of his exemplary conduct. His near contemporary Confucius mentioned him. In the next few centuries File:Birth Places of Chinese Philosophers.png his death, several Warring States philosophers wrote of him, on occasion creating suggestive contexts for his points of view. Zichan's public life earned him renown in his lifetime and a lasting reputation in ancient Chinese political thought.[153][154][155]

During the course of the Spring and Autumn period when Zichan was minister "the old order broke down". The people "were bewildered by the lack of standards for settling disputes and maintaining harmonious relationships." The old clan-based hereditary houses were losing their social status as the dominant authorities, but the rising new state regimes were still fragmented, divided and conflicted, and their emerging role as the controlling power lacked traditional sanction. The era's instability led to an increasingly militant search for innovative social structures.[156][157]

Zichan is "depicted in the [Zuo Zhuan] as one of the wisest men of his time, and also as a leading statesman in the small ancient state of [Zheng], which was under constant threat of extinction by its powerful neighbors". In his person evidently Zichan practiced the traditional li ceremonies and elite virtues of the fading Zhou dynasty (endorsed by Confucius). In his political craft, however, Han-era historians could see him as able to anticipate the later Legalist philosophy of the Warring States period, i.e., skillfull in the promulgation and enforcement of newly articulated laws. Such enforced obedience to state-wide standards would better secure the political control of events by the ministers.[158][159]

The Zuo Zhuan quotes at length from the words spoken by Zichan. His thoughts tended to separate the distant domains of Heaven and the near domain of the human world. He argued against superstition and acted to curb the authority of the Master of Divination. He counseled the people to follow their reason and experience. Heaven's way is distant and difficult to grasp; while the human way is near at hand.[160][161][162]

Confucius

Tomb of Confucius at Kong Lin in the city of Qufu (then of Lu state).[163]

Confucius (551-479 BC) was almost 30 when Zichan died. Only in the generation after Zichan did Confucius, an unsuccessful office seeker, establish the literate tradition of an independent, private teacher in China.[164]

As a near contemporary, like Zichan, Confucius was "born in [this] period of great political and social change", a centuries-long revolutionary "upheaval caused by forces beyond his control and already under way." Prof. Creel notes scholarly speculation about the original sources Confucius used in his teaching; he comments that the Zuo Zhuan quotes at length "several statesmen who, living shortly before Confucius... expressed ideas remarkably like his." They were "advanced in their thinking".[165]

The Han historian Sima Qian lists Zichan as one of the six teachers of Confucius.[166][167]

There were, of course, issues on which Zichan and Confucius did not agree. Confucius, then only 15, did not comment when Zichan caused the laws of Zheng to be published in 536.[168][169] Yet when later in 513 the neighboring city-state of Jin published its laws, Confucius clearly made known his strong opposition. Such actions undercut the traditional authority of the Zhou-dynasty kings and the city-state nobles who ruled in their name, which scheme of governance Confucius consistently idealized.[170][171]

Another area of disagreement touched on the human capacity to draw insights from observing society. Confucius taught about an ability to discern, from today's repetition of civic events, the distant future. By careful observation, change in the customary rites of a dynasty can indicate the course of its social history many generations hence.[172][173][174][175] Zichan, however, at a decisive moment of political conflict, was known to confess thet he was not talented enough to make such future predictions. So he tailored his decision only for the people of Zheng then living.[176]

According to the Lunyu, Confucius nonetheless spoke well of Zichan. In his personal conduct and attitudes, Zichan seemed to represent the traditional virtues Confucius advocated.

The Master said of Tsze-ch'an that he had four of the characteristics of a superior man: in his conduct of himself, he was humble; in serving his superiors, he was respectful; in nourishing the people, he was kind; in ordering the people, he was just."[177][178]

The Lüshi paired Confucius and Zichan (who in this translation is called 'Prince Chan'). Both are praised as talented state ministers who led their countries to significant achievements. Both became widely regarded as successful governors who directed others to accomplish the tasks of administration.[179]

Mencius

The Mengzi of Mencius[180] refers to Zichan. A perplexed disciple questions Mencius about the conduct of Shun, one of the legendary sage kings. Shun's hostile parents and family lied to him. Shun mistakenly believed them, but he did not reveal a corrupt nature thereby. Shun believed their lies because of his regard for his parents. A life of virtue is then discussed.

Mencius compared sage king Shun here to an episode about Zichan, when he had believed a dishonest servant. Zichan had given his groundskeeper a live fish to keep in a pond; instead he cooked and ate it. He later told Zichan the fish was alive and swimming in the pond. Zichan was happy that the fish "found his place". Hearing this from Zichan, the servant mocked his reputation for wisdom. But not Mencius, who concluded: "Thus a noble man may be taken in by what is right, but he cannot be misled by what is contrary to the way".[181][182][183]

Yet Menzi in another episode disapproved of Zichan's 'small kindness'.[184][185]

Bibliography

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References

  1. In the Lŭchi Chunqiu (2000), p.818, Zichan is translated "Prince Chan".
  2. Kung-sun ch'iao [Wade-Giles]: Watson, Tso Chuan (1989) p.223.
  3. Li Feng (2013), pp. 160-161: the fall of Western Zhou. Eastern Zhou divides into the Chunqiu and the Zhanguo periods (xx, 182).
  4. Creel ((1974), p.7: in the 771 defeat by rivals and barbarians, both the Zhou King and the Zheng Duke were killed.
  5. Zhang (2014), p.156: in the initial Zhou hierarchy "the imperial and the clan power were integrated." From social rankings, one can infer that "the clan power was the backbone of imperial power."
  6. Hsu (1965), p.3. Zhou's local rulers were kin as well as 'enfeoffed' allies, both were addressed as family.
  7. Li Jun (1996): the fengjian system, pp. 67, 71-84; it desolves during the Eastern Zhou, pp. 103-108, 148.
  8. Goldin: Shen (2020), fengjian ranks: nobility Gong, aristocracy Dafu & Shi (116-118). In 770 the new Zheng Duke helped the new Zhou King move east (p.119).
  9. Goldin: Shen (2018), p.126. Zheng's new capital: Xinzheng; estimated (by excavation averages) area 16 sq.km., a population over 100,000 (late Chunqiu).
  10. Lewis (2000), p.362, 370, differs. Large city-states: 9 sq.km., population (inferred) in the 10,000s; small: 4 sq.km., 1,000s. Public buildings of wood, single story, built on tamped-earth.
  11. Zheng lands were between the weak Western Zhou King, and Song state, a feudatory remnant of the defeated Shang.
  12. Li Feng (2013), 162-163: for a time "Zheng was politically and militarily the most active state in all of China." After 715 Zheng allied with Qi and Lu. Yet it's power waned for reasons internal and external.
  13. Goldin: Shen (20118), p.139, between 604 and 547, Chu invaded Zheng nine times, and Jin attacked Zheng twelve times.
  14. Li Jun (1996), pp. 104, & 105 (quote, per clans of Zheng).
  15. Theobald (2010), "Zheng": founding, move east, strategic location for trade and war; early hegemony; Zichan chief minister; annexed by Han state in 375.
  16. Goldin: Shen (2018), of Zheng state: whose first lords were the "mightiest figures", later "one of the most powerful" of the era's early states (p.119). Tombs of Zheng lords excavated 1923 (p.119). Marketplace of Zheng (p.130).
  17. Creel (1974): Early Zheng rulers played "a leading role in the royal government" (p.7), Zheng's military victories in 707 and 673 (p.8), its powerful neighbors Jin and Chu (p.9), "The most famous man" of Zheng was Zichan (Tzu-ch'an) (p.10).
  18. Theobald (2010), "Zichan": Duke Mu (Zheng Mugong), reference to Duke Cheng (r.584-571), to Zichan's clan, and his names.
  19. Pines (2002) p.313, lists Gongsun Qiao in his "Chunqiu Personalities", his cognomens: Zi Chan and Zi Mei.
  20. Kaizuka ([1951]; 1956, 2002): Zichan's family descended from Duke Mu, but his clan was "comparatively weak" among the seven houses of Zheng. Zichan, however, was "the son of a noble, and born into a family sufficiently illustrious to qualify him for high office" (p.89 quote; see pp. 75, 93-94).
  21. Zuo Zhuan (2020), Xiang 8.3, p.203. The modern editors here comment (p.202): "Zichan appears as a precocious child, much to the dismay of his elders, a common trope in early Chinese literature."
  22. Zuo Zhuan (1983), Duke Seang VIII ¶3, p.435. His father addresses him as "a boy like you".
  23. Rubin (1965), p.15: here Zichan shown as skeptical of war.
  24. Eichler (1886). His father Kung-tsze Fah (also called Kung-tsze Kwoh), as Zheng's minister of war, was celebrated for the raid on [Cai], except for criticism by his son Tsze-ch'an [Zichan]. Reference to Han Fei's book (p.13). Zichan made a "high dignitary at the early age of nineteen" (p.14).
  25. Theobald (2010), "Zichan": Zheng victory; death of his father Gongzi Fa.
  26. Rubin (1965), pp. 11-12. His father Tzu-kuo [Ziguo] killed in 562.
  27. Theobald (2000), "Zheng": "Zichan was a very competent person and was known for his kindheartedness, which helped him to survive the [violent politics] of the princes of Zheng."
  28. Rubin (1965), p.12, estimates Zichan's birth year from 583 to 579, citing Chinese authors and Zuo Zhuan.
  29. Eichler (1886), pp. 12 & 14, gives 581 as Zichan's birth year.
  30. See above section, "Family of Zichan".
  31. Zuo Zhuan (2020 Durrant), "Introduction" pp. 1-18. Chinese sources give its likely author as Zuo Qiuming, an "obscure associate of Confucius" (p.1). The Zoo Zhuan has a "complex textual history" (p.14).
  32. Zuo Zhuan (1872, 1983 Legge), pp. 22-35: discussion of Tso-K'ëw Ming, the traditionally recognized author of the foremost 'commentary'.
  33. Zuo Zhuan (1983), Duke Seang X ¶8, p.448 (quotes). The rebels had "led a band of ruffians into the palace" where they killed the three ministers, a fourth Zikong got away (pp. 447-448).
  34. Zhao (2015), p.153,n.45: the 562 rebellion relative to an interstate context of military conflict.
  35. Rubin (1965), pp. 9-11 (Zheng government, rulers), 11-12 ("armed insurgents", father dies), 12-14 (the people of Zheng).
  36. Eichler (1886), p.14: Zichan "showed great presence of mind".
  37. Zuo Zhuan (2020), Xiang 10.9 (563), p.203.
  38. Zuo Zhuan (1983 Legge), Duke Seang X ¶8, p.448. Zikong burns his document.
  39. Theobald (2000) "Zheng", re Zikong: [Zisi hypocrisy]; burnt document.
  40. Zuo Zhuan, Duke Seang XIX ¶12, pp. 483-484 (Zikong killed by two nobles, Zichan to high minister).
  41. Rubin (1965), pp. 12-13 (Zikong burns his document), 13-14 (Zichan's persuasion), 14 (Zikong killed, Chu; Zichan third of triumvirate).
  42. Eichler (1886), p.14: Zikong: [Zisi hypocrisy]. By his document Zikong's autocratic rule would have replaced the oligarchy of nobles. Zichan in 553 a high minister (shao ching).
  43. Li Feng (2011), p.198. Standing army of Jin state is calculated at 37,500 soldiers during 6th century BCE.
  44. Rubin (1965), pp. 14-15: coalition politics; [Jin romanized as Chin].
  45. Kaizuka ([1951], 2002}, p.78. In ancient China of 6th century BCE, a northern league of Jin [Txin], and southern league of Chu [Ts'oo] struggled for supremacy. Zichan negotiated between the demands of each.
  46. Zuo Zhuan (1983 Legge), Duke Seang XXIV ¶1, p.507: Zichan's 548 letter to Jin. Duke Seang XXII ¶2, pp. 494-495: earlier 550 letter to Jin. The Jin minister agreed and reduced the requirements (p.507).
  47. Eichler (1886, pp. 14-15: Zichan's two letters to Jin.
  48. Hsu (1965), p.61. Family loyalties between enfeoffed royal kinsmen prevailed during the fengjian system of the early Zhou dynasty, sustained by repeated intermarriages (p.53). Yet the "solidarity of nobility among the states gradually broke down in the Ch'un Ch'iu" (p.77).
  49. Zhao (2015), 159: at the interstate meeting of 529 organized by Jin.
  50. Zuo Zhuan (1983), Duke Seang XXIV ¶9, p.508. Chu and Chen against Zheng.
  51. Zuo Zhuan (1983 Legge), Duke Seang XXV ¶4, p.515: Zheng invades Chen, withdraws without looting; yet by custom victors usually very harsh.
  52. Rubin (1965), pp. 15-16. Zichan could not prevent this war, but strove to "terminate the existing enmity".
  53. Hsu (1965), p.61: Zheng defeats Chen state in 548, yet the defeated people were "treated mercifully".
  54. Cf., Li Jun (1996), p.106.
  55. Zuo Zhuan (1983), Duke Seang XXV ¶9, pp. 516, 517.
  56. Pines (2002), p.112. Zichan defends Zheng to Jin.
  57. Eichler (1886), p.15. Zichan's able defense by historical analogies when quizzed three times by Jin officials.
  58. Liu (1998). Unwritten rulings of a zu [clan]: pp. 12 ("the customary law of a particular zu was applicable only to its own zu members""), 15 (in Eastern Zhou a zu was a people of "the same consanguineous tie [often with their own] walled towns [and] customary law"), 14 (later "the zu disintegrated and individual families became the basic unit").
  59. Lewis (1999), pp. 18-28. Zhou-era local traditions (based on clan usage and embedded in the rituals of ancestors) might well be the source for the formulas Zichan used to settle the feud.
  60. Zhang (1997, 3d ed. 2008), pp. 187-188 (the patriarchal clan and lineage system was integral to the feudal autocracy, so that clan regulations directly influenced the everyday norms).
  61. Kaizuka ([1951]; 2002), p.80: jurisdiction of each autonomous clan. "There existed only ad hoc settlements for solving a dispute involving two or more clans, and there was no determined written law."
  62. Ch'ü (1961), pp. 15, 20. Chinese kinship is patrilineal, the father's lineage being known as tsu [zu].
  63. Zuo Zhuan (1983 Legge), Duke Seang XXIX ¶8, p.550 & ¶10, p.551; Duke Seang XXX ¶1, pp. 555-556 & ¶7, p.557-558 & ¶9, p.558.
  64. Zuo Zhuan (2020 Durrant), Xiang 30.10 (543), pp. 204-205.
  65. Rubin (1965), p.16.
  66. Eichler (1886), pp. 17-18.
  67. Rubin (1965), pp. 14, 16. The people came to favor Zichan.
  68. Walker (1953, 1971), p.66, citing the Shiji and the Zuo Zhuan (p.128,n31)
  69. Zuo Zhuan (2020 Durrant), Xiang 30.13 (543), pp. 206. "'It will be impossible to govern well.' 'With me leading them to abide by your commands, who will dare go against you?' ... Zichan took charge."
  70. Zuo Zhuan (1983 Legge), Duke Seang XXX ¶9, p.558.
  71. Eichler (1886), p.18.
  72. Rubin (1965), pp. 16-17.
  73. Yet Zichan was abreast of the nascent attitude about Heaven, that appropriate behavior should conform to moral norms, rather than to unknowable mysteries.
  74. He prohibited the public posting of writings and later also the deliver of pamphlets. Sun (2015), Language. Yet also Zichan prevented another minister from executing a man for criticising the government, arguing that it was better for the state to listen to opinions from the common people. Lewis (2021), p.79 (praised by Confucius).
  75. The Zuo Zhuan records that he drafted penal laws to protect private property. He also enacted harsh punishments for criminals. Because of his focus on laws, historians often classify him as a Legalist.
  76. His father Sima Tan (Ssu-ma T'an) started the grand project of writing China's history, that Sima Qian (Ssu-ma Ch'ien) completed. Sima Tan deserves to share the credit accordingly. Nienhauser (2006), vol. V.1, p.xviii-xix.
  77. 'Zichan' per the Wade-Giles romanization.
  78. Sima Qian, Shiji (1961 Watson), v.II, p.415 (quote).
  79. Somewhat similarly described by Sima Qian was Confucius, when appointed chancellor of Lu by its ruler Ting (Duke Ding). Shiji (1979 Yang), p.8; Shiji (1931 Wilhelm), p.23.
  80. Zuo Zhuan (2020), p.207 Xiang 30.13 (543 BCE).
  81. Zuo Zhuan (1983), Duke Seang XXXI ¶9, p.558.
  82. Pines (200), pp. 106-107 [279n3], 109-110, 125-127 at 125 (quote). A hegemon: "Ba" (p.107).
  83. Lewis (2000), p.369.
  84. Maspero (1978), pp. 173-174. The Zheng state's earlier leadership and ambitions was limited by geography, as powerful neighbors had hemmed it in. That set a limit to its power and comparative potential.
  85. Li Feng (2018), p.187.
  86. Zuo Zhuan sparsely indicates Zichan's farmland reforms.
  87. Goldin: Sterckx (2018), p. 307-308. Iron production became cheaper in the Warring States period, Bronze too costly. Crop yields improved due to irrigation, better seedlings, fertilizers, pest control.
  88. Rubin (1965), pp. 17-18, 20-21, Zichan's agrarian and related reforms.
  89. Li Jun (1996), 127-128, Zichan criticized.
  90. Lewis (2000), p.370, Zichan: irrigation and taxes.
  91. Rubin (1965), p.21,n2, fields of the clans.
  92. Zuo Zhuan (1983), Duke Seang, X ¶8, p.448. The clan leaders whose 562 rebellion cost the life of Zichan's father were aggrieved in part because of their lost of farmland due to the government's "laying out the ditches through the fields" (p.447).
  93. Li Jun (1996), p.127 (quote).
  94. Walker (1953, 1971), p.67.
  95. Kaizuka ([1951], 2002), p.80: taxes and tribute payments.
  96. Goldin: Sterckx (2018), pp.301, 311-312.
  97. Li Feng (2013), 189-194.
  98. Goldin: Tse (2018), pp. 323-325, infantry did the fighting during the Warring States period (475-221).
  99. Li Jun (1996), pp. 84-91: agriculture and military.
  100. Goldin: Sterckx (2018), p.301: majority of commoners.
  101. Lewis (2000), p. 371 (quote). Popular sense of the state as territory, deities of the land.
  102. Goldin: Sterckx (2018), pp. 300, 314-315: altars.
  103. Lewis (2000), pp. 371-372.
  104. Walker (1953, 1971), p.66, citing the Zuo Zhuan and Lüshi Chunqiu.
  105. Rubin (1965), pp. 8, 12: Zichan's results.
  106. Zuo Zhuan (1983 Legge), Duke Ch'aou, XXV ¶2, p.708: Zichan said that ceremonies [li] came from the ways of heaven, the nature of earth, and the actions of people. Cf., Wang Hui, Rise of Modern Chinese Thought (2023), p.25.
  107. Lewis (2000), p.370, Zichan's concern for the populous limited.
  108. Liu (1998), pp. 50-53.
  109. Timoteus Pokora, "China," in The Early State (The Hague: Mouton 1978), edited by Claessen and Skalnik, p.206.
  110. Ch'u (1961), p.170. Ch'u then refers to and quotes Henry Maine's Ancient Law (11th ed, 1887), pp. 11-12.
  111. Li Jun (1996), pp. 102-120.
  112. Li Feng (2013), p. 174-175.
  113. Hsu (1965), pp. 14, 20-23.
  114. Creel (1980), pp. 34-38.
  115. Cf., Bodde and Morris (1967), pp. 11-17: discussion of early laws and Chinese theories of legal origins.
  116. Creel (1980), p.36: Zichan & laws of Zheng; p.37: Confucius contra.
  117. Lewis (2021), pp. 25-26 re Zichan, and Confucius in the Zuo Zhuang.
  118. Zhao (2015), pp. 164-165.
  119. Liu (1998), pp. 20-21: Zichan.
  120. Li Jun (1996), p.105: Zichan.
  121. Bodde and Morris (1967) pp. 14-16: Zichan (Tzu-ch'an).
  122. Ch'u (1961), p.170: "Not until the sixth century B.C. were laws of the various states revealed to the general public."
  123. Zhao (2015), p.164 (quotes: Zheng and Zichan).
  124. Walker (1953, 1971), quote at p.69.
  125. Kaizuka ([1951], 1956, 2002), p.106.
  126. Lunyu tr. Legge (1971), p.278 XIV:X.
  127. Zuo Zhuang tr. Watspm (1989), pp. 160-161.
  128. Kaizuka ([1951], 2002) pp. 79-80. Each clan ran its own legal affairs. Disputes between clans were decided ad hoc (case by case). This allowance to "clan autonomy" by the state was "idealized by later Confucian scholars [as] 'rule by virtue'" (p.80).
  129. Zuo Zhuang (2020), p.178 [Zhao 6.3], e.g., letter from Shuxiang, an official of the state of Jin.
  130. Cf., Fung (1937, 2d ed 1952, 1983), p.314: Confucius also attacked such notions of publishing laws.
  131. Schwartz (1985), pp. 323-330.
  132. "School of Names", at Stanford Encyclopedia of Philosophy Annex, accessed 2022.12.12. The Mingjia was "notorious for logic-chopping". Although Deng Xi "established a link between disputation and litigation", it led to an anciently acceptable conclusion "that litigators disrupt social order and should be banned" (3.Deng Xi ¶1).
  133. Lu (1998), 128, 130-135: "Deng Xi made every effort to counter the suppression of ideas and opinions imposed by the rulers of Zhen." Lu relies on the Lu Shi Chun Qiu, yet here it was Zichan's authority that Deng Xi fought against (p.131).
  134. C.f., Lüshi Chunqiu (2000), p.453 {Bk.18, Ch.4.3].
  135. Creel (1980) p.41, where the author, on city politics of Zheng re Zichan and Deng Xi (WG Teng Hsi), quotes from the Lu Shi Chun Qiu:

    When Tsu-ch'an governed the state of Cheng, Teng Hsi worked to make difficulties for him. He contracted with those involved in legal proceedings... . [Many people] gave him presents and studied lawsuits... . They held wrong to be right and right to be wrong, so that... the proper and improper changed every day. ... The state of Cheng was thrown into great confusion and the people clamored and wrangled. Tsu-ch'an was distressed by this, and put Teng Hsi to death and exposed his corpse. The people's hearts were then quieted, right and wrong were established, and law prevailed.

  136. Lüshi Chunqiu (2000), pp. 454-455 [Bk.18, Ch.4.4].
  137. The Xunzi (2014) harshly criticized Deng Xi, accusing him of using reason "to deceive and confuse the masses" (p.41 [6:48-50]), and of disregard for true right and wrong "in order to degrade and humiliate others" (pp.55-56 [8:118-120]). Hutton the translator refers to the Mingjia as "sophists" (p.204,n24).
  138. Zuo Zhuang (2020), p.180: at Ding 9.1 of year 501, the Zuo Zhuang states that the Zheng ruler Si Chuan put Deng Xi to death. Zichan, however, died in 522 (21 years before Deng Xi).
  139. Sun Zhenbin (2015), Deng Xi executed by Zheng's ruler (p.16) in 501 (p.14). Sun comments,"But the problems he raised were not solved by his death" (p.16).
  140. The Xunzi (2014), p.319 [28:42-43], without stating a date, narrates that "Zichan executed Deng Xi". This statement is the last on a short list given by Confucius (in the Xunzi) of six historic executions. It's context: Confucius himself had ordered an execution, then spoke of five reasons that justified putting a person to death (e.g., his "speaking falsely and arguing well" or his doing "what is wrong and making it seem smooth"). Confucius then gave his short list, the sixth and last being Zichan. Xunzi (2014), p.318-319 [28:21-47].
  141. Zuo Zhuang (2020), pp. 177-178 & 179 [Zhao 6.3].
  142. "I have not the talents nor the ability to act for posterity; my object is to save the present age". Legge's 1872 translation in E. D. Thomas, Chinese Political Thought (New York: Prentice-Hall 1927), p.229.
  143. Zhao (2015), pp. 164-165.
  144. Fung (2d 1983), pp. 313-314: Zichan's reply.
  145. Walker (1953, 1971), p.128: several decades later Jin state in 513 cast in bronze its own law on a tripod ding.
  146. Cf., Sun Zhenbin (2015), p.16, note 43: Deng Xi "aggravated the conflict between li and law."
  147. Some issues re the Fajia are addressed in Philosophy section.
  148. Lüshi Chumqiu (20o0), p.181.
  149. Zuo Zhuang (2020), p.128 (quote of Zheng official), p.127 ("grandest" quote), Zichan's speech at pp. 128-129 in 40 lines.
  150. Fung (1937, 2d ed 1952, 1983). Zichan's speech at pp. 38-39 in 45 lines. Fung includes it in his chapter "Philosophical Thought prior to Confucius".
  151. Watson (1989) does not translate this speech of Zichan.
  152. Fung (2d ed 1952, 1983), p.39.
  153. Schwartz (1985), pp. 325-327, 328 (portrayal of Zichan with regard to later legalism), 353 (reasoning versus the diviner's mythical view of comets).
  154. Rubin (1976), p.15: Zichan seen as "a statesman and thinker".
  155. Lewis (2021), p.39.
  156. Hsu (1965), p.53 quotes. In the late Zhou era, the nobility's once unquestioned rule antenuates, then falters. The emerging shih follows a traditional code (p.8) of status and loyalty, but their rulings begin to appear arbitrary, lose an effective hold on people. The state ministers begin to encroach on noblity's power, then to usurp their authority (pp. 1-8, 31-37).
  157. Li Feng (2013), pp. 161-178. After fall of Western Zhou (c. 771) the royal lineage systems were often eclipsed at the top by various hegemons. Then the xian system emerged: 'feudal' rule by Zhou nobility was replaced by state appointed local officials. The shih class arose. States explicitly began to employ legal codes to better control the population. During the Spring and Autumn period the cultural changes were "wide-ranging and fundamental", upheavals "totally reshaping" ancient China (p.161).
  158. Schwartz (1985), pp. 323-327, quote at 325 (where he refers to the Zuo Zhuan as the Tso-chuan and to Zheng as Cheng). Schwartz notes that ancient texts about Zichan may reflect the legalist lens of a later era (p.325).
  159. Creel (1974), pp. 10-12.
  160. Kaizuka ([1951], 2002), pp. 83-85.
  161. Schwartz (1985), re Zuo Zhuan: pp. 176, 177 (speech); p.181 (qi).
  162. Lewis (2021), pp. 27-28.
  163. Yang Zhaoming, A Tour of Qufu (Shanghai Press 2004, 2009), p.157.
  164. Schwartz (1985), p.60.
  165. Creel (1949, 1960), pp. 112-113 text, p.309 note 2. Creel emphasizes that the role of Confucius was "unique". He remarks that the similarity of the Analects with the possible "sources" might be a result of later text editing. For this interpretive theory Creel referred to unnamed scholars.
  166. Shiji (1994, rev'd 2021), vol. VII, p.115.
  167. Also: Lüshi (2000), p.713: Shiji quoted.
  168. Zuo Zhuan (2020), pp. 177-179 [Zhao 6.3].
  169. Lewis (1999), pp.20-21.
  170. Zuo Zhuan (2020), p.179 [Zhao 29.5].
  171. See discussion above: "Publishes laws (in 536)".
  172. Lunyu (1893), p.153 [II.23]: though "at a distance of a hundred ages, its affairs may be known." Legge notes that no "supernatural powers" are claimed (p.153).
  173. Lunyu (1998), p.114 [2.23]: Asked whether "ten generations hence could be foretold", Confucius noted factors to watch, concluding that "even though it were a hundred generations, it can be known." Brooks states no interpolation (p.329).
  174. Shiji (1925, 1931), pp. 54-55.
  175. Cf., Shiji (1979), pp. 21-22.
  176. Zuo Zhuang (2020), p.179 [Zhao 6.3].
  177. Lunyu (1893, 1971), p.178 (bk.V ch.XV). Also, Kung of Zichan: he gave government notices "proper elegance and finish", p.278 (bk.XIV ch.IX).
  178. Lunyu (1998), p.105 per 5:15 re Zichan ([here romanized as Dž-chǎn, cf.p2). Brooks & /Brooks state, however, this passage may be an interpolation (added at bk.13) made by Dž-Jīng (c.351-295). A rival (as an heir) to Mengzi (as a meritocratic challenger), Dž-Jīng was the fourth head of the Kung school at Lu (pp. 89, 99, 117 [rivals]; 145 [his death, his son repurposes school], 285, 287, 333 [Kung lineage & school]). Also Kung (Confucius) re Zichan's "elegance" p.120 (14:9).
  179. Lüshi (2000), p.390. Here the Lûshi articulates these positive appraisals in favor of Zichan and Confucius, yet does so in a convoluted manner to push a political argument.
  180. Fourth century (Warring States period).
  181. Mengzi of Van Norden (2008), pp. 118-120 [5A 2.1-2.4], esp. pp. 119-120 [2.4]. Van Norden notes that this "cognitive error" was considered "highly admirable" by Mengzi and much later by the Neo-Confician Zhu Xi as a form of "virtue ethics" (p.120).
  182. Mencius of Legge (1895, 1970), pp. 347-348 [V.II.4].
  183. De Barry and Bloom, Sources of Chinese Tradition, vol. 1 (Columbia University 1960, 2d ed 1999), p.143 (quote at end).
  184. Mengzi (2008), pp. 103-104 [4B 2.1-2.5]).
  185. Mencius of Legge (1970), pp. 317-318, IV<II>.II.1-5.
  186. Pinyin: Chunqiu; Wade-Giles: Ch'un Ch'iu.
  187. Spring and Autumn Annals.
  188. Volume 5 of The Chinese Classics (Oxford University Press).
  189. James Legge, Confucius [texts] (Oxford: Clarendon Press 2d rev ed 1893, reprint Dover 1971).
  190. Roger T. Ames and Henry Rosemont, Jr., The Analects of Confucius. A philosophical translation (New York: Ballantine 1998).
  191. R. Bruce Brooks and A. Taeko Brooks, The Original Analects. Sayings of Confucius and his successors (Columbia University 1998).
  192. French: Couvreur (1895); German: Wilhelm (1921).
  193. James Legge, tr., The Works of Mencius (Oxford: Clarendon 2d ed 1895, reprint Dover 1970).
  194. Bryan W. Van Norden, tr., Mengzi, with selections from traditional commentaries (Indianapolis: Hackett 2008).
  195. John Knoblock, Xunzi. A translation and study of the complete works (Stanford University 1988), 3 volumes.
  196. Eric L. Hutton, tr., Xunzi. The complete text (Princeton University 2014).
  197. Burton Watson, tr., Hsün Tzu. Basic writings (Columbia University 1963, 1996).
  198. W. K. Liao, tr., The Complete Works of Han Fei Tzu (London: Probsthian 1939, 1959), 2 volumes.
  199. Burton Watson, tr., Han Fei Tsu. Basic writings (Columbia University 1964).
  200. Pinyin: Zhanguo; Wade-Giles: Chan Kuo.
  201. Michael Carson & Michael Loewe, "Lü shih ch'un ch'iu" at pp. 324-330 in Loewe, ed. (1993). Dated 239 BCE, ascribed to merchant Lü Pu-wei (d.235): collection of 'new' scholarly and existing texts, described as comprehensive. German tr. by Wilhelm (1928).
  202. Nine volumes published as of 2023: I, II, V.1, VI, VII-XI.
  203. Confucius Memoir, pp. 1–27.
  204. Watson (1961) begins with the Han dynasty (v.I, p.14).
  205. Wilhelm, Kung-Tse: Leben und Werk (Stuttgart: Frommanns 1925). Confucius, pp. 3-70 (annotated).
  206. Kaizuka (1951, 2002), pp. 42-43: the Shiji chapter [#47] "The History of the Confucius Family".
  207. Walker (1953, 1971), p.127, n.30: "The best work in a Western language" on Zichan.
  208. Mèlanges en homage à Léon Vandermeersch.
  209. Barry B. Blakely, "Chu Society and State".
  210. Susan Weld, "Chu Law in Action".
  211. Gopal Sukhu, "Monkeys, Shamans, Emperors, and Poets".
  212. Chen Sen, "The age of territorial lords".
  213. Jue Guo, "The spirit world".
  214. Ori Tavor, "Religious thought".
  215. Yuri Pines, "Political thought".
  216. Roel Sterckx, "Food and Agriculture".
  217. Wicky W. K. Tse, "Warfare".
  218. Edward L. Shaughnessy, "Western Zhou History"
  219. Hsu Cho-yun, "the Spring and Autumn Period".
  220. David Shepherd Nivison, "The Classical Philosophical Writings".

See also