Specker sequence

A Specker sequence. The n^th digit of x_k is 4 if n ≤ k and the nth Turing machine in a computable Gödel numbering halts on input n after k steps; otherwise it is 3.

In computability theory, a Specker sequence is a computable, monotonically increasing, bounded sequence of rational numbers whose supremum is not a computable real number. The first example of such a sequence was constructed by Ernst Specker (1949).

The existence of Specker sequences has consequences for computable analysis. The fact that such sequences exist means that the collection of all computable real numbers does not satisfy the least upper bound principle of real analysis, even when considering only computable sequences. A common way to resolve this difficulty is to consider only sequences that are accompanied by a modulus of convergence; no Specker sequence has a computable modulus of convergence. More generally, a Specker sequence is called a recursive counterexample to the least upper bound principle, i.e. a construction that shows that this theorem is false when restricted to computable reals.

The least upper bound principle has also been analyzed in the program of reverse mathematics, where the exact strength of this principle has been determined. In the terminology of that program, the least upper bound principle is equivalent to ACA₀ over RCA₀. In fact, the proof of the forward implication, i.e. that the least upper bound principle implies ACA₀, is readily obtained from the textbook proof (see Simpson, 1999) of the non-computability of the supremum in the least upper bound principle.

Construction

The following construction is described by Kushner (1984). Let A be any recursively enumerable set of natural numbers that is not decidable, and let (a_i) be a computable enumeration of A without repetition. Define a sequence (q_n) of rational numbers with the rule

[math]\displaystyle{ q_n = \sum_{i = 0}^n 2^{-a_i - 1}. }[/math]

It is clear that each q_n is nonnegative and rational, and that the sequence q_n is strictly increasing. Moreover, because a_i has no repetition, it is possible to estimate each q_n against the series

[math]\displaystyle{ \sum_{i = 0}^\infty 2^{-i-1} = 1. }[/math]

Thus the sequence (q_n) is bounded above by 1. Classically, this means that q_n has a supremum x.

It is shown that x is not a computable real number. The proof uses a particular fact about computable real numbers. If x were computable then there would be a computable function r(n) such that |q_j - q_i| < 1/n for all i,j > r(n). To compute r, compare the binary expansion of x with the binary expansion of q_i for larger and larger values of i. The definition of q_i causes a single binary digit to go from 0 to 1 each time i increases by 1. Thus there will be some n where a large enough initial segment of x has already been determined by q_n that no additional binary digits in that segment could ever be turned on, which leads to an estimate on the distance between q_i and q_j for i,j > n.

If any such a function r were computable, it would lead to a decision procedure for A, as follows. Given an input k, compute r(2^k+1). If k were to appear in the sequence (a_i), this would cause the sequence (q_i) to increase by 2^−k-1, but this cannot happen once all the elements of (q_i) are within 2^−k-1 of each other. Thus, if k is going to be enumerated into a_i, it must be enumerated for a value of i less than r(2^k+1). This leaves a finite number of possible places where k could be enumerated. To complete the decision procedure, check these in an effective manner and then return 0 or 1 depending on whether k is found.

See also

• Computation in the limit

References

• Douglas Bridges and Fred Richman. Varieties of Constructive Mathematics, Oxford, 1987.
• B.A. Kushner (1984), Lectures on constructive mathematical analysis, American Mathematical Society, Translations of Mathematical Monographs v. 60.
• Jakob G. Simonsen (2005), "Specker sequences revisited", Mathematical Logic Quarterly, v. 51, pp. 532–540. doi:10.1002/malq.200410048
• S. Simpson (1999), Subsystems of second-order arithmetic, Springer.
• E. Specker (1949), "Nicht konstruktiv beweisbare Sätze der Analysis" Journal of Symbolic Logic, v. 14, pp. 145–158.