Category:Securities (finance)

• Security (finance)

A

• ABS Loan Level Initiative (finance)
• Accelerated Return Note (finance)
• ADSS (ADS Securities) (company)
• Agency debt (organization)
• Agency security (organization)
• Alternative public offering (finance)
• Anti-Money Laundering Council (Philippines) (organization)
• Applicable margin reset (finance)
• Applicable Margin Reset (AMR) (finance)
• Armin S. (finance)
• Asset backed lending (finance)
• Asset classes (finance)
• Auction rate security (finance)
• Azione di Risparmio (Italy) (finance)

B

• Bank guarantee (finance)
• Basket (finance)
• Bearer instrument (finance)
• Beneficial ownership (finance)
• Big boy letter (finance)
• Book closure (finance)
• Book entry (finance)
• Bought out deal (finance)

C

• Canadian Depository for Securities (finance)
• Canadian Securities Administrators (finance)
• Canadian Securities Institute (organization)
• CCASS (finance)
• Central counterparty clearing (finance)
• Central securities depository (finance)
• Circular trading (finance)
• Clearing (finance)
• Clearing house (finance)
• Clearing House Electronic Subregister System (finance)
• Collateralized loan obligation (finance)
• Contingent value rights (finance)
• Convertible security (finance)
• Cornering the market (finance)
• Cross listing (finance)
• Currency basket (finance)

D

• Dark pool (finance)
• European DataWarehouse (company)
• Demat account (finance)
• Dematerialization (securities) (finance)
• Derivative (finance)
• Direct finance (finance)
• Direct holding system (finance)
• Distressed lending (finance)

E

• Earnings call (computing)
• Equipment trust certificate (finance)
• Exempt market securities (finance)

F

• Financial innovation (finance)
• Forged endorsement (finance)
• Front running (finance)

G

• Gross spread (finance)

H

• Hague Securities Convention (finance)
• Hybrid security (finance)

I

• Indirect finance (finance)
• Indirect holding system (finance)
• Insurance-Linked Securities (ILS) (finance)
• Interest in securities (finance)
• International Securities Lending Association (organization)
• Investment Industry Regulatory Organization of Canada (organization)
• Investment Securities (finance)

J

• Journal of Business & Securities Law (finance)

L

• Letter of transmittal (finance)
• Liquid tradable securities (finance)
• List of securities examinations (finance)
• Listing (finance)
• Loan note (finance)
• Long (finance)
• Look-through approach (finance)

M

• Medallion signature guarantee (finance)

N

• Negotiable instrument (finance)
• New York Institute of Finance (organization)
• Non-DVP (finance)
• Note issuance facility (finance)

O

• Official List (finance)
• Omnibus Customer Securities Accounts (finance)
• On the run (finance)
• Open Buy Back (finance)

P

• Panic of 1792 (finance)
• Pass-through certificate (finance)
• Passenger market (finance)
• Payment for order flow (finance)
• Philippine Government Securities (finance)
• Pirum (company)
• Place of the Relevant Intermediary Approach (finance)
• Principal at risk notes (finance)
• Private placement (finance)
• Promissory note (finance)
• Proper authority (finance)
• Prospectus (finance)

Q

• Quadriserv (finance)

R

• Red herring prospectus (finance)
• Regional Bond Dealers Association (organization)
• Registered instrument (finance)
• Reverse convertible securities (finance)

S

• Scripophily (finance)
• Securities account (finance)
• Securities and Futures Commission (finance)
• Securities Class Action (finance)
• Securities fraud (finance)
• Securities Industry Association (organization)
• Securities industry in China (finance)
• Securities Laws (Amendment) Act, 2014 (finance)
• Securities lending (finance)
• Securities research (finance)
• Securitization (finance)
• Security segregation (finance)
• Seeking Alpha (finance)
• Segregated account (finance)
• Selling away (finance)
• Settlement (finance)
• Settlement date (finance)
• Settlement risk (finance)
• Single-price auction (finance)
• Smaller reporting company (finance)
• Spens clause (finance)
• Spoofing (finance)
• Spot contract (finance)
• Stapled security (finance)
• Stock certificate (finance)
• Share transmission (finance)
• Stockholder of record (finance)
• Street name securities (finance)
• Strip financing (finance)
• Subordination (finance)
• Subscription (finance)

T

• T+2 (finance)
• T2S (finance)
• Terminal value (finance)
• Tombstone (financial industry) (finance)
• Tracking stock (finance)
• Trade date (finance)
• Trade Information Warehouse (finance)
• Trading account assets (finance)
• Treasury International Capital (finance)
• Treynor dealer model (finance)
• Triparty Required Value (finance)
• Trust certificate (finance)
• Trust-preferred security (finance)

U

• Underwriting (computing)
• Underwriting spread (finance)
• UNIDROIT (finance)

V

• Value investing (finance)
• Variable rate debt obligation (finance)

X

• XTBs (finance)