Lie groupoid

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In mathematics, a Lie groupoid is a groupoid where the set Ob of objects and the set Mor of morphisms are both manifolds, all the category operations (source and target, composition, identity-assigning map and inversion) are smooth, and the source and target operations

s,t:MorOb

are submersions.

A Lie groupoid can thus be thought of as a "many-object generalization" of a Lie group, just as a groupoid is a many-object generalization of a group. Accordingly, while Lie groups provide a natural model for (classical) continuous symmetries, Lie groupoids are often used as model for (and arise from) generalised, point-dependent symmetries.[1] Extending the correspondence between Lie groups and Lie algebras, Lie groupoids are the global counterparts of Lie algebroids.

Lie groupoids were introduced by Charles Ehresmann[2][3] under the name differentiable groupoids.

Definition and basic concepts

A Lie groupoid consists of

  • two smooth manifolds G and M
  • two surjective submersions s,t:GM (called, respectively, source and target projections)
  • a map m:G(2):={(g,h)s(g)=t(h)}G (called multiplication or composition map), where we use the notation gh:=m(g,h)
  • a map u:MG (called unit map or object inclusion map), where we use the notation 1x:=u(x)
  • a map i:GG (called inversion), where we use the notation g1:=i(g)

such that

  • the composition satisfies s(gh)=s(h) and t(gh)=t(g) for every g,hG for which the composition is defined
  • the composition is associative, i.e. g(hl)=(gh)l for every g,h,lG for which the composition is defined
  • u works as an identity, i.e. s(1x)=t(1x)=x for every xM and g1s(g)=g and 1t(g)g=g for every gG
  • i works as an inverse, i.e. g1g=1s(g) and gg1=1t(g) for every gG.

Using the language of category theory, a Lie groupoid can be more compactly defined as a groupoid (i.e. a small category where all the morphisms are invertible) such that the sets M of objects and G of morphisms are manifolds, the maps s, t, m, i and u are smooth and s and t are submersions. A Lie groupoid is therefore not simply a groupoid object in the category of smooth manifolds: one has to ask the additional property that s and t are submersions.

Lie groupoids are often denoted by GM, where the two arrows represent the source and the target. The notation G1G0 is also frequently used, especially when stressing the simplicial structure of the associated nerve.

In order to include more natural examples, the manifold G is not required in general to be Hausdorff or second countable (while M and all other spaces are).

Alternative definitions

The original definition by Ehresmann required G and M to possess a smooth structure such that only m is smooth and the maps g1s(g) and g1t(g) are subimmersions (i.e. have locally constant rank). Such definition proved to be too weak and was replaced by Pradines with the one currently used.[4]

While some authors[5] introduced weaker definitions which did not require s and t to be submersions, these properties are fundamental to develop the entire Lie theory of groupoids and algebroids.

First properties

The fact that the source and the target map of a Lie groupoid GM are smooth submersions has some immediate consequences:

Subobjects and morphisms

A Lie subgroupoid of a Lie groupoid GM is a subgroupoid HN (i.e. a subcategory of the category G) with the extra requirement that HG is an immersed submanifold. As for a subcategory, a (Lie) subgroupoid is called wide if N=M. Any Lie groupoid GM has two canonical wide subgroupoids:

  • the unit/identity Lie subgroupoid u(M)={1xGxM};
  • the inner subgroupoid IG:={gGs(g)=t(g)}, i.e. the bundle of isotropy groups (which however may fail to be smooth in general).

A normal Lie subgroupoid is a wide Lie subgroupoid HG inside IG such that, for every hH,gG with s(h)=t(h)=s(g), one has ghg1H. The isotropy groups of H are therefore normal subgroups of the isotropy groups of G.

A Lie groupoid morphism between two Lie groupoids GM and HN is a groupoid morphism F:GH,f:MN (i.e. a functor between the categories G and H), where both F and f are smooth. The kernel ker(F):={gGF(g)=1s(g)} of a morphism between Lie groupoids over the same base manifold is automatically a normal Lie subgroupoid.

The quotient G/ker(F)M has a natural groupoid structure such that the projection GG/ker(F) is a groupoid morphism; however, unlike quotients of Lie groups, G/ker(F) may fail to be a Lie groupoid in general. Accordingly, the isomorphism theorems for groupoids cannot be specialised to the entire category of Lie groupoids, but only to special classes.[6]

A Lie groupoid is called abelian if its isotropy Lie groups are abelian. For similar reasons as above, while the definition of abelianisation of a group extends to set-theoretical groupoids, in the Lie case the analogue of the quotient Gab=G/(IG,IG) may not exist or be smooth.[7]

Bisections

A bisection of a Lie groupoid GM is a smooth map b:MG such that sb=idM and tb is a diffeomorphism of M. In order to overcome the lack of symmetry between the source and the target, a bisection can be equivalently defined as a submanifold BG such that sB:BM and tB:BM are diffeomorphisms; the relation between the two definitions is given by B=b(M).[8]

The set of bisections forms a group, with the multiplication b1b2 defined as(b1b2)(x):=b1(b2(x))b2(x).and inversion defined asb11(x):=ib1((tb2)1(x))Note that the definition is given in such a way that, if tb1=ϕ1 and tb2=ϕ2, then t(b1b2)=ϕ1ϕ2 and tb11=ϕ11.

The group of bisections can be given the compact-open topology, as well as an (infinite-dimensional) structure of Fréchet manifold compatible with the group structure, making it into a Fréchet-Lie group.

A local bisection b:UMG is defined analogously, but the multiplication between local bisections is of course only partially defined.

Examples

Trivial and extreme cases

  • Lie groupoids G* with one object are the same thing as Lie groups.
  • Given any manifold M, there is a Lie groupoid M×MM called the pair groupoid, with precisely one morphism from any object to any other.
  • The two previous examples are particular cases of the trivial groupoid M×G×MM, with structure maps s(x,g,y)=y, t(x,g,y)=x, m((x,g,y),(y,h,z))=(x,gh,z), u(x)=(x,1,x) and i(x,g,y)=(y,g1,x).
  • Given any manifold M, there is a Lie groupoid u(M)M called the unit groupoid, with precisely one morphism from one object to itself, namely the identity, and no morphisms between different objects.
  • More generally, Lie groupoids with s=t are the same thing as bundle of Lie groups (not necessarily locally trivial). For instance, any vector bundle is a bundle of abelian groups, so it is in particular a(n abelian) Lie groupoid.

Constructions from other Lie groupoids

  • Given any Lie groupoid GM and a surjective submersion μ:NM, there is a Lie groupoid μ*GN, called its pullback groupoid or induced groupoid, where μ*GN×G×N contains triples (x,g,y) such that s(g)=μ(y) and t(g)=μ(x), and the multiplication is defined using the multiplication of G. For instance, the pullback of the pair groupoid of M is the pair groupoid of N.
  • Given any two Lie groupoids G1M1 and G2M2, there is a Lie groupoid G1×G2M1×M2, called their direct product, such that the groupoid morphisms G1×G2prM1*G1 and G1×G2prM2*G2 are surjective submersions.
  • Given any Lie groupoid GM, there is a Lie groupoid TGTM, called its tangent groupoid, obtained by considering the tangent bundle of G and M and the differential of the structure maps.
  • Given any Lie groupoid GM, there is a Lie groupoid T*GA*, called its cotangent groupoid obtained by considering the cotangent bundle of G, the dual of the Lie algebroid A (see below), and suitable structure maps involving the differentials of the left and right translations.
  • Given any Lie groupoid GM, there is a Lie groupoid JkGM, called its jet groupoid, obtained by considering the k-jets of the local bisections of G (with smooth structure inherited from the jet bundle of s:GM) and setting s(jxkb)=x, t(jxkb)=t(b(x)), m(jt(b(x))kb1,jxkb2)=jxk(b1b2), u(x)=jxku and i(jxkb)=jt(b(x))kb1.

Examples from differential geometry

  • Given a submersion μ:MN, there is a Lie groupoid M×μM:={(x,y)M×Mμ(x)=μ(y)}M, called the submersion groupoid or fibred pair groupoid, whose structure maps are induced from the pair groupoid M×MM (the condition that μ is a submersion ensures the smoothness of M×μM). If N is a point, one recovers the pair groupoid.
  • Given a Lie group G acting on a manifold M, there is a Lie groupoid G×MM, called the action groupoid or translation groupoid, with one morphism for each triple gG,x,yM with gx=y.
  • Given any vector bundle EM, there is a Lie groupoid GL(E)M, called the general linear groupoid, with morphisms between x,yM being linear isomorphisms between the fibres Ex and Ey. For instance, if E=M×n is the trivial vector bundle of rank k, then GL(E)M is the action groupoid.
  • Any principal bundle PM with structure group G defines a Lie groupoid (P×P)/GM, where G acts on the pairs (p,q)P×P componentwise, called the gauge groupoid. The multiplication is defined via compatible representatives as in the pair groupoid.
  • Any foliation on a manifold M defines two Lie groupoids, Mon()M (or Π1()M) and Hol()M, called respectively the monodromy/homotopy/fundamental groupoid and the holonomy groupoid of , whose morphisms consist of the homotopy, respectively holonomy, equivalence classes of paths entirely lying in a leaf of . For instance, when is the trivial foliation with only one leaf, one recovers, respectively, the fundamental groupoid and the pair groupoid of M. On the other hand, when is a simple foliation, i.e. the foliation by (connected) fibres of a submersion μ:MN, its holonomy groupoid is precisely the submersion groupoid M×μM but its monodromy groupoid may even fail to be Hausdorff, due to a general criterion in terms of vanishing cycles.[9] In general, many elementary foliations give rise to monodromy and holonomy groupoids which are not Hausdorff.
  • Given any pseudogroup ΓDiffloc(M), there is a Lie groupoid G=Germ(Γ)M, called its germ groupoid, endowed with the sheaf topology and with structure maps analogous to those of the jet groupoid. This is another natural example of Lie groupoid whose arrow space is not Hausdorff nor second countable.

Important classes of Lie groupoids

Note that some of the following classes make sense already in the category of set-theoretical or topological groupoids.

Transitive groupoids

A Lie groupoid is transitive (in older literature also called connected) if it satisfies one of the following equivalent conditions:

  • there is only one orbit;
  • there is at least a morphism between any two objects;
  • the map (s,t):GM×M (also known as the anchor of GM) is surjective.

Gauge groupoids constitute the prototypical examples of transitive Lie groupoids: indeed, any transitive Lie groupoid is isomorphic to the gauge groupoid of some principal bundle, namely the Gx-bundle t:s1(x)M, for any point xM. For instance:

  • the trivial Lie groupoid M×G×MM is transitive and arise from the trivial principal G-bundle G×MM. As particular cases, Lie groups G* and pair groupoids M×MM are trivially transitive, and arise, respectively, from the principal G-bundle G*, and from the principal {e}-bundle MM;
  • an action groupoid G×MM is transitive if and only if the group action is transitive, and in such case it arises from the principal bundle GM with structure group the isotropy group (at an arbitrary point);
  • the general linear groupoid of E is transitive, and arises from the frame bundle Fr(E)M;
  • pullback groupoids, jet groupoids and tangent groupoids of GM are transitive if and only if GM is transitive.

As a less trivial instance of the correspondence between transitive Lie groupoids and principal bundles, consider the fundamental groupoid Π1(M) of a (connected) smooth manifold M. This is naturally a topological groupoid, which is moreover transitive; one can see that Π1(M) is isomorphic to the gauge groupoid of the universal cover of M. Accordingly, Π1(M) inherits a smooth structure which makes it into a Lie groupoid.

Submersions groupoids M×μMM are an example of non-transitive Lie groupoids, whose orbits are precisely the fibres of μ.

A stronger notion of transitivity requires the anchor (s,t):GM×M to be a surjective submersion. Such condition is also called local triviality, because G becomes locally isomorphic (as Lie groupoid) to a trivial groupoid over any open UM (as a consequence of the local triviality of principal bundles).[6]

When the space G is second countable, transitivity implies local triviality. Accordingly, these two conditions are equivalent for many examples but not for all of them: for instance, if Γ is a transitive pseudogroup, its germ groupoid Germ(Γ) is transitive but not locally trivial.

Proper groupoids

A Lie groupoid is called proper if (s,t):GM×M is a proper map. As a consequence

  • all isotropy groups of G are compact;
  • all orbits of G are closed submanifolds;
  • the orbit space M/G is Hausdorff.

For instance:

  • a Lie group is proper if and only if it is compact;
  • pair groupoids are always proper;
  • unit groupoids are always proper;
  • an action groupoid is proper if and only if the action is proper;
  • the fundamental groupoid is proper if and only if the fundamental groups are finite.

As seen above, properness for Lie groupoids is the "right" analogue of compactness for Lie groups. One could also consider more "natural" conditions, e.g. asking that the source map s:GM is proper (then GM is called s-proper), or that the entire space G is compact (then GM is called compact), but these requirements turns out to be too strict for many examples and applications.[10]

Étale groupoids

A Lie groupoid is called étale if it satisfies one of the following equivalent conditions:

As a consequence, also the t-fibres, the isotropy groups and the orbits become discrete.

For instance:

  • a Lie group is étale if and only if it is discrete;
  • pair groupoids are never étale;
  • unit groupoids are always étale;
  • an action groupoid is étale if and only if G is discrete;
  • germ groupoids of pseudogroups are always étale.

Effective groupoids

An étale groupoid is called effective if, for any two local bisections b1,b2, the condition tb1=tb2 implies b1=b2. For instance:

  • Lie groups are effective if and only if are trivial;
  • unit groupoids are always effective;
  • an action groupoid is effective if the G-action is free and G is discrete.

In general, any effective étale groupoid arise as the germ groupoid of some pseudogroup.[11] However, a (more involved) definition of effectiveness, which does not assume the étale property, can also be given.

Source-connected groupoids

A Lie groupoid is called s-connected if all its s-fibres are connected. Similarly, one talks about s-simply connected groupoids (when the s-fibres are simply connected) or source-k-connected groupoids (when the s-fibres are k-connected, i.e. the first k homotopy groups are trivial).

Note that the entire space of arrows G is not asked to satisfy any connectedness hypothesis. However, if G is a source-k-connected Lie groupoid over a k-connected manifold, then G itself is automatically k-connected.

For instanceː

  • Lie groups are source k-connected if and only are k-connected;
  • a pair groupoid is source k-connected if and only if M is k-connected;
  • unit groupoids are always source k-connected;
  • action groupoids are source k-connected if and only if G is k-connected.
  • monodromy groupoids (hence also fundamental groupoids) are source simply connected.

Actions and principal bundles

Recall that an action of a groupoid GM on a set P along a function μ:PM is defined via a collection of maps μ1(x)μ1(y),pgp for each morphism gG between x,yM. Accordingly, an action of a Lie groupoid GM on a manifold P along a smooth map μ:PM consists of a groupoid action where the maps μ1(x)μ1(y) are smooth. Of course, for every xM there is an induced smooth action of the isotropy group Gx on the fibre μ1(x).

Given a Lie groupoid GM, a principal G-bundle consists of a G-space P and a G-invariant surjective submersion π:PN such thatP×NGP×πP,(p,g)(p,pg)is a diffeomorphism. Equivalent (but more involved) definitions can be given using G-valued cocycles or local trivialisations.

When G is a Lie groupoid over a point, one recovers, respectively, standard Lie group actions and principal bundles.

Representations

A representation of a Lie groupoid GM consists of a Lie groupoid action on a vector bundle π:EM, such that the action is fibrewise linear, i.e. each bijection π1(x)π1(y) is a linear isomorphism. Equivalently, a representation of G on E can be described as a Lie groupoid morphism from G to the general linear groupoid GL(E).

Of course, any fibre Ex becomes a representation of the isotropy group Gx. More generally, representations of transitive Lie groupoids are uniquely determined by representations of their isotropy groups, via the construction of the associated vector bundle.

Examples of Lie groupoids representations include the following:

  • representations of Lie groups G* recover standard Lie group representations
  • representations of pair groupoids M×MM are trivial vector bundles
  • representations of unit groupoids MM are vector bundles
  • representations of action groupoid G×MM are G-equivariant vector bundles
  • representations of fundamental groupoids Π1(M) are vector bundles endowed with flat connections

The set Rep(G) of isomorphism classes of representations of a Lie groupoid GM has a natural structure of semiring, with direct sums and tensor products of vector bundles.

Differentiable cohomology

The notion of differentiable cohomology for Lie groups generalises naturally also to Lie groupoids: the definition relies on the simplicial structure of the nerve N(G)n=G(n) of GM, viewed as a category.

More precisely, recall that the space G(n) consists of strings of n composable morphisms, i.e.

G(n):={(g1,,gn)G××Gs(gi)=t(gi+1)i=1,,n1},

and consider the map t(n)=tpr1:G(n)M,(g1,,gn)t(g1).

A differentiable n-cochain of GM with coefficients in some representation EM is a smooth section of the pullback vector bundle (t(n))*EG(n). One denotes by Cn(G,E) the space of such n-cochains, and considers the differential dn:Cn(G,E)Cn+1(G,E), defined as

dn(c)(g1,,gn+1):=g1c(g2,,gn+1)+i=1n(1)ic(g1,,gigi+1,,gn+1)+(1)n+1c(g1,,gn).

Then (Cn(G,E),dn) becomes a cochain complex and its cohomology, denoted by Hdn(G,E), is called the differentiable cohomology of GM with coefficients in EM. Note that, since the differential at degree zero is d0(c)(g)=gc(s(g))c(t(g)), one has always Hd0(G,E)=ker(d0)=Γ(E)G.

Of course, the differentiable cohomology of G* as a Lie groupoid coincides with the standard differentiable cohomology of G as a Lie group (in particular, for discrete groups one recovers the usual group cohomology). On the other hand, for any proper Lie groupoid GM, one can prove that Hdn(G,E)=0 for every n>0.[12]

The Lie algebroid of a Lie groupoid

Any Lie groupoid GM has an associated Lie algebroid AM, obtained with a construction similar to the one which associates a Lie algebra to any Lie groupː

  • the vector bundle AM is the vertical bundle with respect to the source map, restricted to the elements tangent to the identities, i.e. A:=ker(ds)M;
  • the Lie bracket is obtained by identifying Γ(A) with the left-invariant vector fields on G, and by transporting their Lie bracket to A;
  • the anchor map ATM is the differential of the target map t:GM restricted to A.

The Lie group–Lie algebra correspondence generalises to some extends also to Lie groupoids: the first two Lie's theorem (also known as the subgroups–subalgebras theorem and the homomorphisms theorem) can indeed be easily adapted to this setting.

In particular, as in standard Lie theory, for any s-connected Lie groupoid G there is a unique (up to isomorphism) s-simply connected Lie groupoid G~ with the same Lie algebroid of G, and a local diffeomorphism G~G which is a groupoid morphism. For instance,

  • given any connected manifold M its pair groupoid M×M is s-connected but not s-simply connected, while its fundamental groupoid Π1(M) is. They both have the same Lie algebroid, namely the tangent bundle TMM, and the local diffeomorphism Π1(M)M×M is given by [γ](γ(0),γ(1)).
  • given any foliation on M, its holonomy groupoid Hol() is s-connected but not s-simply connected, while its monodromy groupoid Mon() is. They both have the same Lie algebroid, namely the foliation algebroid M, and the local diffeomorphism Mon()Hol() is given by [γ][γ] (since the homotopy classes are smaller than the holonomy ones).

However, there is no analogue of Lie's third theoremː while several classes of Lie algebroids are integrable, there are examples of Lie algebroids, for instance related to foliation theory, which do not admit an integrating Lie groupoid.[13] The general obstructions to the existence of such integration depend on the topology of G.[14]

Morita equivalence

As discussed above, the standard notion of (iso)morphism of groupoids (viewed as functors between categories) restricts naturally to Lie groupoids. However, there is a more coarse notion of equivalence, called Morita equivalence, which is more flexible and useful in applications.

First, a Morita map (also known as a weak equivalence or essential equivalence) between two Lie groupoids G1G0 and H1H0 consists of a Lie groupoid morphism from G to H which is moreover fully faithful and essentially surjective (adapting these categorical notions to the smooth context). We say that two Lie groupoids G1G0 and H1H0 are Morita equivalent if and only if there exists a third Lie groupoid K1K0 together with two Morita maps from G to K and from H to K.

A more explicit description of Morita equivalence (e.g. useful to check that it is an equivalence relation) requires the existence of two surjective submersions PG0 and PH0 together with a left G-action and a right H-action, commuting with each other and making P into a principal bi-bundle.[15]

Morita invariance

Many properties of Lie groupoids, e.g. being proper, being Hausdorff or being transitive, are Morita invariant. On the other hand, being étale is not Morita invariant.

In addition, a Morita equivalence between G1G0 and H1H0 preserves their transverse geometry, i.e. it induces:

  • a homeomorphism between the orbit spaces G0/G1 and H0/H1;
  • an isomorphism GxHy between the isotropy groups at corresponding points xG0 and yH0;
  • an isomorphism 𝒩x𝒩y between the normal representations of the isotropy groups at corresponding points xG0 and yH0.

Last, the differentiable cohomologies of two Morita equivalent Lie groupoids are isomorphic.[12]

Examples

  • Isomorphic Lie groupoids are trivially Morita equivalent.
  • Two Lie groups are Morita equivalent if and only if they are isomorphic as Lie groups.
  • Two unit groupoids are Morita equivalent if and only if the base manifolds are diffeomorphic.
  • Any transitive Lie groupoid is Morita equivalent to its isotropy groups.
  • Given a Lie groupoid GM and a surjective submersion μ:NM, the pullback groupoid μ*GN is Morita equivalent to GM.
  • Given a free and proper Lie group action of G on M (therefore the quotient M/G is a manifold), the action groupoid G×MM is Morita equivalent to the unit groupoid u(M/G)M/G.
  • A Lie groupoid G is Morita equivalent to an étale groupoid if and only if all isotropy groups of G are discrete.[16]

A concrete instance of the last example goes as follows. Let M be a smooth manifold and {Uα} an open cover of M. Its Čech groupoid G1G0 is defined by the disjoint unions G0:=αUα and G1:=α,βUαβ, where Uαβ=UαUβM. The source and target map are defined as the embeddings s:UαβUα and t:UαβUβ, and the multiplication is the obvious one if we read the Uαβ as subsets of M (compatible points in Uαβ and Uβγ actually are the same in M and also lie in Uαγ). The Čech groupoid is in fact the pullback groupoid, under the obvious submersion p:G0M, of the unit groupoid MM. As such, Čech groupoids associated to different open covers of M are Morita equivalent.

Smooth stacks

See also: differentiable stackInvestigating the structure of the orbit space of a Lie groupoid leads to the notion of a smooth stack. For instance, the orbit space is a smooth manifold if the isotropy groups are trivial (as in the example of the Čech groupoid), but it is not smooth in general. The solution is to revert the problem and to define a smooth stack as a Morita-equivalence class of Lie groupoids. The natural geometric objects living on the stack are the geometric objects on Lie groupoids invariant under Morita-equivalence: an example is the Lie groupoid cohomology.

Since the notion of smooth stack is quite general, obviously all smooth manifolds are smooth stacks. Other classes of examples include orbifolds, which are (equivalence classes of) proper étale Lie groupoids, and orbit spaces of foliations.

References

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  16. Crainic, Marius; Moerdijk, Ieke (2001-02-10). "Foliation Groupoids and Their Cyclic Homology" (in en). Advances in Mathematics 157 (2): 177–197. doi:10.1006/aima.2000.1944. ISSN 0001-8708. 

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